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WisdomTree Japan SmallCap Dividend Fund
DFJ

Overview Fund Activity

45 hedge funds and large institutions have $135M invested in WisdomTree Japan SmallCap Dividend Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
45
Holders Change
+7
Holders Change %
+18.42%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
19
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VKH
1
Virtu KCG Holdings
New York
$2.72M
2
MIS
2
Morningstar Investment Services
Illinois
$23.6M
3
LPL Financial
3
LPL Financial
California
$21.5M
4
BTS
4
BB&T Securities
Virginia
$10.2M
5
RIG
5
RiverFront Investment Group
Virginia
$30.8M

Top Sellers

1
Jane Street
1
Jane Street
New York
$471K
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$1.14M
3
Wells Fargo
3
Wells Fargo
California
$2.29M
4
U
4
UBS
Switzerland
$926K
5
Bank of America
5
Bank of America
North Carolina
$3M
Name Holding Trade Value Shares
Change 		Shares
Change %
HighTower Advisors
26
HighTower Advisors
Illinois
$367K +$5.97K +117 +2%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$327K +$153 +3 +0%
AIG
28
American International Group
New York
$219K +$20.9K +409 +11%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$85K +$17.1K +335 +25%
HDIM
30
Hanson & Doremus Investment Management
Vermont
$79K – – –
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$63K – – –
Deutsche Bank
32
Deutsche Bank
Germany
$61K +$61K +1,200 New
V
33
Veritable
Delaware
$41K +$41K +800 New
Citigroup
34
Citigroup
New York
$38K – – –
ASN
35
Advisory Services Network
Georgia
$32K +$32K +633 New
Creative Planning
36
Creative Planning
Kansas
$26K +$15.4K +297 +146%
PMFA
37
Plante Moran Financial Advisors
Michigan
$26K +$26K +507 New
JFA
38
JNBA Financial Advisors
Minnesota
$13K +$6.5K +125 +100%
S
39
SignatureFD
Georgia
$12K – – –
Ameriprise
40
Ameriprise
Minnesota
$10K +$3.3K +65 +49%
PSUF
41
People's United Financial
Connecticut
$10K +$10K +191 New
US Bancorp
42
US Bancorp
Minnesota
$10K +$10K +195 New
BPBT
43
Boston Private Bank & Trust
Massachusetts
$7K – – –
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$5K – – –
HI
45
Hudock Inc
Pennsylvania
$4K +$627 +13 +19%
FAAS
46
First Allied Advisory Services
California
– -$210K -4,105 Closed
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
– -$18K -350 Closed
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