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WisdomTree Japan SmallCap Dividend Fund

45 hedge funds and large institutions have $135M invested in WisdomTree Japan SmallCap Dividend Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 19 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 2

111% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 9

18% more funds holding

Funds holding: 3845 (+7)

7% more capital invested

Capital invested by funds: $126M → $135M (+$8.89M)

2.91% more ownership

Funds ownership: 41.22%44.13% (+2.9%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
45
Holders Change
+7
Holders Change %
+18.42%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
19
Reduced
9
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
HighTower Advisors
26
HighTower Advisors
Illinois
$367K +$5.94K +117 +2%
LTFS
27
Ladenburg Thalmann Financial Services
Florida
$327K +$152 +3 +0%
AIG
28
American International Group
New York
$219K +$20.8K +409 +11%
Royal Bank of Canada
29
Royal Bank of Canada
Ontario, Canada
$85K +$17K +335 +25%
HDIM
30
Hanson & Doremus Investment Management
Vermont
$79K
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$63K
Deutsche Bank
32
Deutsche Bank
Germany
$61K +$60.9K +1,200 New
V
33
Veritable
Delaware
$41K +$40.6K +800 New
Citigroup
34
Citigroup
New York
$38K
ASN
35
Advisory Services Network
Georgia
$32K +$32.1K +633 New
Creative Planning
36
Creative Planning
Kansas
$26K +$15.1K +297 +146%
PMFA
37
Plante Moran Financial Advisors
Michigan
$26K +$25.8K +507 New
JFA
38
JNBA Financial Advisors
Minnesota
$13K +$6.35K +125 +100%
S
39
SignatureFD
Georgia
$12K
Ameriprise
40
Ameriprise
Minnesota
$10K +$3.3K +65 +49%
PSUF
41
People's United Financial
Connecticut
$10K +$9.7K +191 New
US Bancorp
42
US Bancorp
Minnesota
$10K +$9.9K +195 New
BPBT
43
Boston Private Bank & Trust
Massachusetts
$7K
Fifth Third Bancorp
44
Fifth Third Bancorp
Ohio
$5K
HI
45
Hudock Inc
Pennsylvania
$4K +$660 +13 +19%
FAAS
46
First Allied Advisory Services
California
-$210K -4,105 Closed
Bank of Montreal
47
Bank of Montreal
Ontario, Canada
-$18K -350 Closed

DFJ Hedge Fund Activity: Q4 2013 in Review

45 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in WisdomTree Japan SmallCap Dividend Fund (DFJ) for Q4 2013, worth a combined $135M — up 7% from $126M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DFJ positions and 2 closed out — a net gain of 7 holders — while 19 added to existing stakes and 9 trimmed.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $2.71M. The largest seller was Jane Street, cutting an estimated $1.68M.

  • 45 institutional investors held WisdomTree Japan SmallCap Dividend Fund (DFJ) as of Q4 2013, up from 38 in Q3 2013.
  • Funds reported $135M of WisdomTree Japan SmallCap Dividend Fund stock for Q4 2013, up 7% quarter-over-quarter.
  • 9 funds opened new WisdomTree Japan SmallCap Dividend Fund positions in Q4 2013 and 2 closed out, a net change of +7 holders.
  • The largest WisdomTree Japan SmallCap Dividend Fund buyer in Q4 2013 was Virtu KCG Holdings, an estimated $2.71M added.
  • The largest WisdomTree Japan SmallCap Dividend Fund seller in Q4 2013 was Jane Street, an estimated $1.68M sold.

Based on aggregated 13F filings for Q4 2013.