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DBL

DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFGS
51
Concourse Financial Group Securities
Alabama
$21K
RIA
52
RPG Investment Advisory
California
$21K
SIS
53
Sound Income Strategies
Florida
$19K +$18.6K +913 New
CFB
54
Cullen/Frost Bankers
Texas
$14K -$15.6K -764 -53%
PFGIA
55
Patriot Financial Group Insurance Agency
Massachusetts
$13K -$10.2K -500 -45%
IF
56
Ironwood Financial
Arizona
$10K
US Bancorp
57
US Bancorp
Minnesota
$10K +$10.2K +500 New
EWM
58
Executive Wealth Management
Michigan
$8K +$41 +2 +0.5%
CI
59
CX Institutional
Indiana
$6K
WT
60
Whittier Trust
California
$6K
CFA
61
Carroll Financial Associates
North Carolina
$4K
EFSCE
62
Enterprise Financial Services Corp (EFSC)
Missouri
$4K
EIP
63
Ellis Investment Partners
Pennsylvania
$4K +$4.08K +200 New
BWM
64
BerganKDV Wealth Management
Minnesota
$3K +$3.1K +152 New
TFS
65
TrustCore Financial Services
Tennessee
$2K
TJHA
66
Thomas J. Herzfeld Advisors
Florida
$1K
SFS
67
Shaker Financial Services
Virginia
-$2.71M -134,233 Closed
WAM
68
Wolverine Asset Management
Illinois
-$561K -27,816 Closed
PAS
69
Park Avenue Securities
New York
-$269K -13,352 Closed
KCPG
70
Kavar Capital Partners Group
Kansas
-$254K -12,550 Closed
SWM
71
SeaCrest Wealth Management
New York
-$45K -2,203 Closed
PFPT
72
Pinnacle Financial Partners (Tennessee)
Tennessee
-$8K -378 Closed
BFEC
73
Benjamin F. Edwards & Company
Missouri
-$6K -300 Closed
FHA
74
Flagship Harbor Advisors
Massachusetts
-$2K -141 Closed