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DBL

DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
26
SeaBridge Investment Advisors
New Jersey
$553K +$547K +22,530 New
PAG
27
Private Advisor Group
New Jersey
$534K -$38.4K -1,582 -7%
LWM
28
LBA Wealth Management
Florida
$528K +$522K +21,488 New
FWM
29
Focused Wealth Management
New York
$467K +$280K +11,526 +154%
JIC
30
Joel Isaacson & Co
New York
$415K +$48.6K +2,000 +13%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$345K -$21.1K -868 -6%
Stifel Financial
32
Stifel Financial
Missouri
$294K -$120K -4,950 -29%
BAS
33
Brown Advisory Securities
Maryland
$262K +$4.86K +200 +2%
VFS
34
VSR Financial Services
Kansas
$231K
US Bancorp
35
US Bancorp
Minnesota
$219K
SIA
36
Sit Investment Associates
Minnesota
$206K -$248K -10,200 -55%
BRWM
37
B. Riley Wealth Management
Tennessee
$71K +$10.6K +438 +18%
MFS
38
MSI Financial Services
Massachusetts
$64K +$20.6K +850 +49%
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$49K
TRCT
40
Tower Research Capital (TRC)
New York
$36K +$35.3K +1,455 New
BRWA
41
B. Riley Wealth Advisors
Florida
$33K +$32.8K +1,350 New
WEC
42
Winslow Evans & Crocker
Massachusetts
$22.1K -$12.1K -500 -36%
BFEC
43
Benjamin F. Edwards & Company
Missouri
$11K
BCM
44
Blume Capital Management
California
$10K
PFPT
45
Pinnacle Financial Partners (Tennessee)
Tennessee
$9K
SIG
46
Stanford Investment Group
California
$5K +$4.86K +200 New
WA
47
WFG Advisors
Texas
$4K
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$3K +$2.55K +105 New
SCM
49
Summit Capital Management
Washington
-$1.33M -56,305 Closed
CA
50
Cetera Advisors
Colorado
-$357K -15,133 Closed