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DBL

DoubleLine Opportunistic Credit Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
26
Shaker Financial Services
Virginia
$427K +$437K +19,117 New
MFS
27
MSI Financial Services
Massachusetts
$424K -$247K -10,792 -36%
CWM
28
Cabot Wealth Management
Massachusetts
$414K +$424K +18,570 New
BNP Paribas Financial Markets
29
BNP Paribas Financial Markets
France
$340K +$140K +6,134 +67%
PAG
30
Private Advisor Group
New Jersey
$329K +$337K +14,726 New
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$318K -$315K -13,795 -49%
KFS
32
KMS Financial Services
Washington
$297K -$74.4K -3,254 -20%
Bank of Montreal
33
Bank of Montreal
Ontario, Canada
$251K +$63.4K +2,775 +33%
Janney Montgomery Scott
34
Janney Montgomery Scott
Pennsylvania
$244K -$111K -4,875 -31%
JIC
35
Joel Isaacson & Co
New York
$241K -$86K -3,763 -26%
VKH
36
Virtu KCG Holdings
New York
$212K +$217K +9,480 New
FWM
37
Focused Wealth Management
New York
$163K +$59.6K +2,608 +56%
CAPTRUST Financial Advisors
38
CAPTRUST Financial Advisors
North Carolina
$141K +$51.3K +2,247 +55%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$60K +$59.4K +2,600 +2,600%
Fifth Third Bancorp
40
Fifth Third Bancorp
Ohio
$45K
Citigroup
41
Citigroup
New York
$44K -$21K -920 -32%
BCM
42
Blume Capital Management
California
$26K +$26.5K +1,158 New
US Bancorp
43
US Bancorp
Minnesota
$14K
MIM
44
Macroview Investment Management
Maryland
$13K
WEC
45
Winslow Evans & Crocker
Massachusetts
$2K +$2.29K +100 New
TRCT
46
Tower Research Capital (TRC)
New York
-$7K -300 Closed