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State Street SPDR Bloomberg Convertible Securities ETF
CWB

268 hedge funds and large institutions have $2.27B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2017 Q3 according to their latest regulatory filings, with 32 funds opening new positions, 130 increasing their positions, 69 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more repeat investments, than reductions

Existing positions increased: 130 | Existing positions reduced: 69

14% more funds holding in top 10

Funds holding in top 10: 21 → 24 (+3)

3% more capital invested

Capital invested by funds: $2.2B → $2.27B (+$72.5M)

3% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 31

1% less funds holding

Funds holding: 270 → 268 (-2)

2.08% less ownership

Funds ownership: 56.93% → 54.85% (-2.1%)

51% less call options, than puts

Call options by funds: $312K | Put options by funds: $633K

Holders
268
Holders Change
-2
Holders Change %
-0.74%
% of All Funds
6.68%
Holding in Top 10
24
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+14.29%
% of All Funds
0.6%
New
32
Increased
130
Reduced
69
Closed
31
Calls
$312K
Puts
$633K
Net Calls
-$321K
Net Calls Change
+$498K

Top Buyers

1
NSLI
Nan Shan Life Insurance
Taiwan
+$78M
2
Wells Fargo
Wells Fargo
California
+$44M
3
CCA
Conservest Capital Advisors
Pennsylvania
+$36.4M
4
LPL Financial
LPL Financial
California
+$12M
5
ACM
AlphaStar Capital Management
North Carolina
+$11.4M

Top Sellers

1
AssetMark Inc
AssetMark Inc
California
-$109M
2
IA
IndexIQ Advisors
New York
-$99.5M
3
HIM
Hanlon Investment Management
New Jersey
-$28.6M
4
HI
Horizon Investments
North Carolina
-$20.7M
5
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$13.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
PFS
126
Prospera Financial Services
Texas
$1.68M +$77.8K +1,537 +5%
SBL
127
Sargent Bickham Lagudis
Colorado
$1.67M +$1.56M +30,833 +1,599%
GT
128
Greenleaf Trust
Michigan
$1.62M +$435K +8,593 +37%
JP Morgan Chase
129
JP Morgan Chase
New York
$1.61M -$1.72M -33,972 -52%
HCM
130
Hengehold Capital Management
Ohio
$1.59M +$2.53K +50 +0.2%
FCAG
131
First Capital Advisors Group
New Jersey
$1.56M -$934K -18,456 -38%
KM
132
Kalos Management
Georgia
$1.55M -$199K -3,941 -11%
BSAM
133
Blue Sky Asset Management
Colorado
$1.39M – – –
FWM
134
Focused Wealth Management
New York
$1.38M -$116K -2,295 -8%
CCM
135
Covington Capital Management
California
$1.3M +$1.29M +25,484 New
GWM
136
Geneos Wealth Management
Colorado
$1.28M +$63.8K +1,260 +5%
CCMG
137
Clark Capital Management Group
Pennsylvania
$1.28M -$2.33M -46,017 -65%
BFA
138
Beaumont Financial Advisors
Massachusetts
$1.25M -$1.46M -28,858 -54%
CCT
139
Capital City Trust
Florida
$1.25M – – –
BCM
140
Brookstone Capital Management
Illinois
$1.22M -$434K -8,571 -26%
Bank of New York Mellon
141
Bank of New York Mellon
New York
$1.2M -$60.7K -1,200 -5%
OAM
142
Oxford Asset Management
United Kingdom
$1.19M +$1.18M +23,332 New
PMG
143
ProVise Management Group
Florida
$1.17M +$1.16M +22,912 New
CA
144
Cetera Advisors
Colorado
$1.14M +$136K +2,688 +14%
QIM
145
Quest Investment Management
Oregon
$1.13M +$442K +8,730 +65%
FHC
146
First Heartland Consultants
Missouri
$1.12M +$728K +14,383 +191%
US Bancorp
147
US Bancorp
Minnesota
$1.09M +$67.9K +1,342 +7%
HighTower Advisors
148
HighTower Advisors
Illinois
$1.08M +$91.5K +1,808 +9%
PG
149
Patten Group
Tennessee
$1.08M +$8.45K +167 +0.8%
FIM
150
Freedom Investment Management
Connecticut
$1.03M +$121K +2,385 +13%
4 5
6
7 8

CWB Hedge Fund Activity: Q3 2017 in Review

268 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2017, worth a combined $2.27B — up 3.3% from $2.2B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new CWB positions and 31 closed out — a net gain of 1 holder — while 130 added to existing stakes and 69 trimmed.

The largest buyer was Nan Shan Life Insurance, adding an estimated $78M. The largest seller was AssetMark Inc, cutting an estimated $109M.

  • 268 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2017, down from 270 in Q2 2017.
  • Funds reported $2.27B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2017, up 3.3% quarter-over-quarter.
  • 32 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2017 and 31 closed out, a net change of +1 holder.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2017 was Nan Shan Life Insurance, an estimated $78M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2017 was AssetMark Inc, an estimated $109M sold.

Based on aggregated 13F filings for Q3 2017.