We are live on ! Find out more
CWB icon

State Street SPDR Bloomberg Convertible Securities ETF

199 hedge funds and large institutions have $1.66B invested in State Street SPDR Bloomberg Convertible Securities ETF in 2016 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 98 increasing their positions, 51 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

263% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 8

92% more repeat investments, than reductions

Existing positions increased: 98 | Existing positions reduced: 51

37% more capital invested

Capital invested by funds: $1.2B → $1.66B (+$451M)

36% more funds holding in top 10

Funds holding in top 10: 1115 (+4)

9% more funds holding

Funds holding: 183199 (+16)

5.72% more ownership

Funds ownership: 53.36%59.08% (+5.7%)

62% less call options, than puts

Call options by funds: $445K | Put options by funds: $1.16M

Holders
199
Holders Change
+16
Holders Change %
+8.74%
% of All Funds
5.31%
Holding in Top 10
15
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+36.36%
% of All Funds
0.4%
New
29
Increased
98
Reduced
51
Closed
8
Calls
$445K
Puts
$1.16M
Net Calls
-$717K
Net Calls Change
-$758K
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$10.2M +$9.26M +202,898 +1,193%
AA
27
Advisory Alpha
Michigan
$9.76M +$454K +9,958 +5%
AIM
28
Advantage Investment Management
Iowa
$9.73M -$483K -10,592 -5%
Bessemer Group
29
Bessemer Group
New Jersey
$9.63M +$650K +14,255 +7%
SIAS
30
Shine Investment Advisory Services
Colorado
$9.42M +$9.28M +203,279 New
PA
31
Pinnacle Associates
New York
$8.77M +$268K +5,869 +3%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$8.77M +$144K +3,152 +2%
FWM
33
FFT Wealth Management
Pennsylvania
$8.46M -$741K -16,237 -8%
PFS
34
Prospera Financial Services
Texas
$8.43M +$7.01M +153,674 +547%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$8.22M +$562K +12,315 +7%
WCM
36
Windsor Capital Management
Arizona
$7.47M +$520K +11,393 +8%
NEIRG
37
New England Investment & Retirement Group
Massachusetts
$7.28M +$31.8K +696 +0.4%
RJA
38
Raymond James & Associates
Florida
$6.85M +$5.54M +121,436 +461%
Stifel Financial
39
Stifel Financial
Missouri
$6.77M -$248K -5,443 -4%
BAAM
40
Baker Avenue Asset Management
California
$6.69M +$249K +5,466 +4%
Wolverine Trading
41
Wolverine Trading
Illinois
$6.02M +$4.95M +108,590 +499%
Axa
42
Axa
France
$5.48M +$146K +3,210 +3%
SG Americas Securities
43
SG Americas Securities
New York
$5.33M +$2.73M +59,862 +109%
TFA
44
Transamerica Financial Advisors
Florida
$5.26M +$2.99M +65,428 +136%
OC
45
Oppenheimer & Co
New York
$4.61M -$9.63K -211 -0.2%
RJFSA
46
Raymond James Financial Services Advisors
Florida
$4.52M +$280K +6,137 +7%
WSTAM
47
Wilbanks Smith & Thomas Asset Management
Virginia
$4.44M +$3.49M +76,515 +396%
EC
48
Estate Counselors
Wisconsin
$4.42M -$475K -10,400 -10%
Creative Planning
49
Creative Planning
Kansas
$4.41M +$36K +788 +0.8%
NAM
50
NTV Asset Management
West Virginia
$4.13M +$340K +7,450 +9%

CWB Hedge Fund Activity: Q3 2016 in Review

199 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Bloomberg Convertible Securities ETF (CWB) for Q3 2016, worth a combined $1.66B — up 37% from $1.2B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new CWB positions and 8 closed out — a net gain of 21 holders — while 98 added to existing stakes and 51 trimmed.

The largest buyer was IndexIQ Advisors, adding an estimated $165M. The largest seller was Nan Shan Life Insurance, cutting an estimated $17.2M.

  • 199 institutional investors held State Street SPDR Bloomberg Convertible Securities ETF (CWB) as of Q3 2016, up from 183 in Q2 2016.
  • Funds reported $1.66B of State Street SPDR Bloomberg Convertible Securities ETF stock for Q3 2016, up 37% quarter-over-quarter.
  • 29 funds opened new State Street SPDR Bloomberg Convertible Securities ETF positions in Q3 2016 and 8 closed out, a net change of +21 holders.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF buyer in Q3 2016 was IndexIQ Advisors, an estimated $165M added.
  • The largest State Street SPDR Bloomberg Convertible Securities ETF seller in Q3 2016 was Nan Shan Life Insurance, an estimated $17.2M sold.

Based on aggregated 13F filings for Q3 2016.