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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
FWM
126
Focused Wealth Management
New York
$5.92K
SWC
127
Spectrum Wealth Counsel
Indiana
$5.45K +$5.13K +230 New
DAM
128
Delta Asset Management
Tennessee
$1.66K
VWM
129
Venturi Wealth Management
Texas
$1.56K +$245 +11 +20%
AWM
130
Abound Wealth Management
Tennessee
$1.35K +$1.27K +57 New
IFAM
131
Institutional & Family Asset Management
Colorado
$625
NB
132
NBT Bank
New York
$607 +$580 +26 New
FSWA
133
Financial Synergies Wealth Advisors
Texas
$342
HNB
134
Huntington National Bank
Ohio
$47
Fidelity Investments
135
Fidelity Investments
Massachusetts
$47 +$45 +2 New
SMH
136
Sanders Morris Harris
Texas
-$15.3M -669,189 Closed
GA
137
GraniteShares Advisors
New York
-$1.95M -85,178 Closed
AR
138
Advisory Research
Illinois
-$749K -32,716 Closed
Northern Trust
139
Northern Trust
Illinois
-$320K -13,975 Closed
CW
140
CreativeOne Wealth
Kansas
-$260K -11,347 Closed
SBH
141
Segall Bryant & Hamill
Illinois
-$244K -10,664 Closed
Wealth Enhancement Advisory Services
142
Wealth Enhancement Advisory Services
Minnesota
-$242K -10,573 Closed
PI
143
PEAK6 Investments
Illinois
-$209K -9,124 Closed
SFI
144
Susquehanna Fundamental Investments
Pennsylvania
-$202K -8,804 Closed
DF
145
DecisionPoint Financial
Arizona
-$8.59K -375 Closed
BCMLT
146
Beacon Capital Management LLC (Tennessee)
Tennessee
-$2.76K -140 Closed
LC
147
Lindbrook Capital
California
-$595 -26 Closed
BTI
148
Blue Trust Inc
Georgia
+$89 +4 New