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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
HNB
76
Huntington National Bank
Ohio
$48K
BNP Paribas Financial Markets
77
BNP Paribas Financial Markets
France
$35.6K -$49K -2,000 -57%
Barclays
78
Barclays
United Kingdom
$28K +$29.4K +1,200 New
PFGIA
79
Patriot Financial Group Insurance Agency
Massachusetts
$21K
CIBC Private Wealth Group
80
CIBC Private Wealth Group
Georgia
$19K +$19.6K +800 New
CT
81
Cambridge Trust
Massachusetts
$14K
AF
82
Allworth Financial
California
$12K
TF
83
Tompkins Financial
New York
$8K +$8.7K +355 New
TWM
84
Tradition Wealth Management
Minnesota
$7K
TRCT
85
Tower Research Capital (TRC)
New York
$7K +$6.93K +283 New
S
86
SignatureFD
Georgia
$4K -$392 -16 -8%
Group One Trading
87
Group One Trading
Illinois
$2K -$19.6K -800 -89%
BA
88
Bivin & Associates
Oklahoma
$2K
BFEC
89
Benjamin F. Edwards & Company
Missouri
$1K
Mackenzie Financial
90
Mackenzie Financial
Ontario, Canada
-$1.65M -65,299 Closed
AM
91
Ares Management
California
-$1.59M -63,104 Closed
VF
92
Virtu Financial
New York
-$392K -15,505 Closed
NAM
93
Nexpoint Asset Management
Texas
-$306K -12,096 Closed
CAAS
94
Capital Asset Advisory Services
Michigan
-$244K -9,654 Closed
CG
95
Colony Group
Massachusetts
-$202K -7,979 Closed
JP Morgan Chase
96
JP Morgan Chase
New York
-$162K -6,422 Closed
Simplex Trading
97
Simplex Trading
Illinois
-$91.8K -3,748 Closed
TCWM
98
Total Clarity Wealth Management
Illinois
-$79K -3,136 Closed
TWA
99
TCI Wealth Advisors
Arizona
-$51K -2,000 Closed
RIM
100
Rockbridge Investment Management
New York
-$27K -1,072 Closed