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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
51
Invesco
Georgia
– -$379K -27,293 Closed
Parallax Volatility Advisers
52
Parallax Volatility Advisers
California
– -$313K -22,591 Closed
DTL
53
Dynamic Technology Lab
Singapore
– -$291K -21,047 Closed
CS
54
Credit Suisse
Switzerland
– -$228K -16,470 Closed
VDI
55
Vaughan David Investments
Illinois
– -$186K -13,440 Closed
EHC
56
Everett Harris & Co
California
– -$181K -13,040 Closed
PI
57
PineBridge Investments
New York
– -$73K -5,252 Closed
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
– -$20K -1,410 Closed
Wells Fargo
59
Wells Fargo
California
– +$14 +1 New