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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
PI
51
PineBridge Investments
New York
$49K
TWA
52
TCI Wealth Advisors
Arizona
$39K
TRCT
53
Tower Research Capital (TRC)
New York
$38K +$37.7K +2,144 New
OSNBOA
54
Old Second National Bank of Aurora
Illinois
$24K
PAM
55
Panagora Asset Management
Massachusetts
$13K -$29.6K -1,680 -69%
FNBT
56
FineMark National Bank & Trust
Florida
$8K -$1.2K -68 -12%
Deutsche Bank
57
Deutsche Bank
Germany
$4K -$80.1K -4,552 -94%
SAM
58
Silverback Asset Management
North Carolina
$668 +$676K +38,398 New
Manulife (Manufacturers Life Insurance)
59
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
-$7.34M -400,428 Closed
LCS
61
Levin Capital Strategies
New York
-$868K -47,329 Closed
Cambridge Investment Research Advisors
62
Cambridge Investment Research Advisors
Iowa
-$481K -26,219 Closed
Citadel Advisors
63
Citadel Advisors
Florida
-$432K -23,590 Closed
Geode Capital Management
64
Geode Capital Management
Massachusetts
-$265K -14,484 Closed
Millennium Management
65
Millennium Management
New York
-$249K -13,582 Closed
DIA
66
Denver Investment Advisors
Colorado
-$229K -12,498 Closed
HVIA
67
Hudson Valley Investment Advisors
New York
-$206K -11,256 Closed
HI
68
HBK Investments
Texas
-$201K -10,961 Closed
JG
69
Jefferies Group
New York
-$9K -477 Closed
Wells Fargo
70
Wells Fargo
California
-$53 -3 Closed