HBK Investments’s Capital Southwest CSWC Stock Holding History

HBK Investments’s Portfolio CSWC Stock Details CSWC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-10,961	Closed	-$201K	–	1026
2015 Q2	$201K	Buy	+10,961	New	+$198K	﹤0.01%	886

Other funds holding CSWC

Moab Capital Partners Southampton, New York $41M AUM 33.21% 1-Year Est. Return

First Manhattan

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return

Advisory Research Chicago, Illinois $813M AUM 36.71% 1-Year Est. Return

River Road Asset Management Louisville, Kentucky $8.99B AUM 12.83% 1-Year Est. Return

ISZO Capital Management New York $2M AUM 35.61% 1-Year Est. Return

Zuckerman Investment Group Chicago, Illinois $1.07B AUM 29.43% 1-Year Est. Return

Greywolf Capital Management Purchase, New York $67.3M AUM 100.05% 1-Year Est. Return

Newtyn Management New York $936M AUM 27.23% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

HBK Investments's CSWC Position: Q3 2015 in Review

HBK Investments sold out of Capital Southwest (CSWC) in Q3 2015, closing a stake of 10,961 shares — an estimated $201K sold.

HBK Investments first reported a position in CSWC in Q2 2015 and held it in 1 quarter. The position peaked at $201K in Q2 2015. 59 funds tracked by Wall St. Rank hold CSWC as of Q3 2015.

HBK Investments reported no remaining Capital Southwest position as of Q3 2015 after selling out during the quarter.
HBK Investments sold 10,961 Capital Southwest shares in Q3 2015, an estimated $201K.
HBK Investments first reported a position in Capital Southwest in Q2 2015 and held it in 1 quarter.
HBK Investments's Capital Southwest position peaked at $201K in Q2 2015.
59 funds tracked by Wall St. Rank held Capital Southwest as of Q3 2015.

Based on HBK Investments's 13F filing for Q3 2015, filed 16 Nov 2015.