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Capital Southwest

Name Holding Trade Value Shares
Change
Change in
Stake
Brown Advisory
26
Brown Advisory
Maryland
$248K – – –
JP Morgan Chase
27
JP Morgan Chase
New York
$245K +$68.5K +4,187 +41%
KCM
28
Kennedy Capital Management
Missouri
$213K +$206K +12,607 New
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$184K – – –
SBH
30
Segall Bryant & Hamill
Illinois
$180K – – –
Tudor Investment Corp
31
Tudor Investment Corp
Connecticut
$173K – – –
Bank of America
32
Bank of America
North Carolina
$135K – – –
JC
33
JBF Capital
Colorado
$126K +$122K +7,477 New
Citigroup
34
Citigroup
New York
$118K +$18.4K +1,125 +19%
Morgan Stanley
35
Morgan Stanley
New York
$93K -$74K -4,526 -45%
BWP
36
Baldwin Wealth Partners
Massachusetts
$57K – – –
SIA
37
SeaBridge Investment Advisors
New Jersey
$22K +$21.3K +1,300 New
TWA
38
TCI Wealth Advisors
Arizona
$14K – – –
CG
39
Cutler Group
California
$8K – – –
OSNBOA
40
Old Second National Bank of Aurora
Illinois
$8K – – –
PCM
41
Prelude Capital Management
New York
$8K +$8.18K +500 New
PAM
42
Panagora Asset Management
Massachusetts
$5K – – –
Manulife (Manufacturers Life Insurance)
43
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$2K +$1.54K +94 New
GCP
44
GSA Capital Partners
United Kingdom
– -$207K -12,837 Closed
CHAM
45
Clear Harbor Asset Management
Connecticut
– -$176K -10,895 Closed
NFA
46
Nationwide Fund Advisors
Ohio
– -$47K -2,900 Closed
JIC
47
Joel Isaacson & Co
New York
– -$16K -1,000 Closed
Creative Planning
48
Creative Planning
Kansas
– -$8K -500 Closed
TRCT
49
Tower Research Capital (TRC)
New York
– -$6K -389 Closed