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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
RCIM
176
Russell Clark Investment Management
United Kingdom
$17.5M -$303K -4,500 -2%
Alyeska Investment Group
177
Alyeska Investment Group
Illinois
$17.2M +$16.8M +250,000 New
LC
178
Loews Corp
New York
$16.8M -$3.7M -55,000 -18%
ADEF
179
Adams Diversified Equity Fund
Maryland
$16.8M
IRF
180
IBM Retirement Fund
New York
$16.6M -$2.38M -35,418 -13%
CS
181
Central Securities
New York
$16.5M
TCM
182
Tegean Capital Management
New York
$16.5M
BGIM
183
Brandywine Global Investment Management
Pennsylvania
$16.3M +$15.9M +236,530 New
Korea Investment Corp
184
Korea Investment Corp
South Korea
$16.2M +$3.28M +48,800 +26%
Acadian Asset Management
185
Acadian Asset Management
Massachusetts
$15.9M +$15.5M +230,680 New
SFM
186
Systematic Financial Management
New Jersey
$15.8M +$4.51M +67,050 +41%
PAM
187
Panagora Asset Management
Massachusetts
$15.6M +$5.01M +74,538 +49%
AIMCA
188
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$15.5M
H
189
Hexavest
Quebec, Canada
$15.5M +$239K +3,556 +2%
STC
190
SEI Trust Company
Pennsylvania
$15.3M -$3.47M -51,561 -19%
EA
191
Euclid Advisors
Connecticut
$15.1M +$3.55M +52,744 +32%
UCFA
192
United Capital Financial Advisors
Texas
$15M -$15.8K -235 -0.1%
ST
193
Spot Trading
Illinois
$14.8M -$5.78M -85,871 -28%
PSUF
194
People's United Financial
Connecticut
$14.7M -$795K -11,823 -5%
PCM
195
Palestra Capital Management
New York
$14.4M +$464K +6,900 +3%
TSU
196
TD Securities (USA)
New York
$13.8M +$82.7K +1,229 +0.6%
LG
197
Leuthold Group
Minnesota
$13.7M +$3.13M +46,576 +30%
TAM
198
Tocqueville Asset Management
New York
$13.6M +$846K +12,575 +7%
BIC
199
Beach Investment Counsel
Pennsylvania
$13.5M +$3.01M +44,800 +30%
MCM
200
Maltese Capital Management
New York
$13.5M -$10.7M -159,100 -45%

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.