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Capital One

1,008 hedge funds and large institutions have $33.3B invested in Capital One in 2023 Q3 according to their latest regulatory filings, with 96 funds opening new positions, 320 increasing their positions, 405 reducing their positions, and 92 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 92

1% less funds holding

Funds holding: 1,0171,008 (-9)

1.16% less ownership

Funds ownership: 91.06%89.9% (-1.2%)

12% less capital invested

Capital invested by funds: $38B → $33.3B (-$4.7B)

20% less funds holding in top 10

Funds holding in top 10: 1512 (-3)

20% less call options, than puts

Call options by funds: $557M | Put options by funds: $698M

21% less repeat investments, than reductions

Existing positions increased: 320 | Existing positions reduced: 405

Holders
1,008
Holders Change
-9
Holders Change %
-0.88%
% of All Funds
16%
Holding in Top 10
12
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-20%
% of All Funds
0.19%
New
96
Increased
320
Reduced
405
Closed
92
Calls
$557M
Puts
$698M
Net Calls
-$141M
Net Calls Change
+$16.8M
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
126
PNC Financial Services Group
Pennsylvania
$20.1M -$1.03M -9,607 -4%
JMPWA
127
JP Morgan Private Wealth Advisors
California
$19.9M +$5.38M +50,296 +33%
Schroder Investment Management Group
128
Schroder Investment Management Group
United Kingdom
$19.7M -$576K -5,392 -3%
BGIM
129
Brandywine Global Investment Management
Pennsylvania
$18.9M +$1.7M +15,909 +9%
TAM
130
Todd Asset Management
Kentucky
$18.6M -$2.12M -19,860 -9%
MSV
131
MN Services Vermogensbeheer
Netherlands
$17.9M +$267K +2,500 +1%
SCM
132
Suvretta Capital Management
New York
$17.6M -$1.81M -16,910 -9%
Treasurer of the State of North Carolina
133
Treasurer of the State of North Carolina
North Carolina
$17.6M +$542K +5,074 +3%
Pictet Asset Management
134
Pictet Asset Management
Switzerland
$17M +$18.8M +175,514 New
Allianz Asset Management
135
Allianz Asset Management
Germany
$16.8M -$14.8M -138,154 -44%
OSAM
136
O'Shaughnessy Asset Management
Connecticut
$16.6M -$1.09M -10,156 -6%
Capital Fund Management (CFM)
137
Capital Fund Management (CFM)
France
$16.6M +$18.3M +171,133 New
SO
138
STRS Ohio
Ohio
$16M -$39K -365 -0.2%
Asset Management One
139
Asset Management One
Japan
$15.2M +$71.6K +670 +0.4%
DWM
140
Destination Wealth Management
California
$15.1M +$445K +4,166 +3%
Nisa Investment Advisors
141
Nisa Investment Advisors
Missouri
$15M -$767K -7,178 -4%
Commonwealth Equity Services
142
Commonwealth Equity Services
Massachusetts
$15M +$110K +1,030 +0.7%
Ensign Peak Advisors
143
Ensign Peak Advisors
Utah
$14.8M -$3.1M -29,005 -16%
Royal London Asset Management
144
Royal London Asset Management
United Kingdom
$14.8M +$680K +6,361 +4%
PIP
145
PB Investment Partners
California
$14.7M
HIMC
146
Heritage Investors Management Corp
Maryland
$14.7M -$74.4K -696 -0.5%
Zurich Cantonal Bank
147
Zurich Cantonal Bank
Switzerland
$14.6M +$818K +7,648 +5%
ECU
148
Eisler Capital (UK)
United Kingdom
$14.6M +$3.7M +34,614 +30%
Korea Investment Corp
149
Korea Investment Corp
South Korea
$14.2M +$1.62M +15,186 +12%
Qube Research & Technologies (QRT)
150
Qube Research & Technologies (QRT)
United Kingdom
$14M +$15.4M +143,767 New

COF Hedge Fund Activity: Q3 2023 in Review

1,008 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2023, worth a combined $33.3B — down 12% from $38B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new COF positions and 92 closed out — a net gain of 4 holders — while 320 added to existing stakes and 405 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $265M. The largest seller was Dodge & Cox, cutting an estimated $675M.

  • 1,008 institutional investors held Capital One (COF) as of Q3 2023, down from 1,017 in Q2 2023.
  • Funds reported $33.3B of Capital One stock for Q3 2023, down 12% quarter-over-quarter.
  • 96 funds opened new Capital One positions in Q3 2023 and 92 closed out, a net change of +4 holders.
  • The largest Capital One buyer in Q3 2023 was Capital Research Global Investors, an estimated $265M added.
  • The largest Capital One seller in Q3 2023 was Dodge & Cox, an estimated $675M sold.

Based on aggregated 13F filings for Q3 2023.