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Capital One

817 hedge funds and large institutions have $29.7B invested in Capital One in 2020 Q3 according to their latest regulatory filings, with 79 funds opening new positions, 240 increasing their positions, 365 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 1520 (+5)

17% more capital invested

Capital invested by funds: $25.5B → $29.7B (+$4.24B)

1.31% more ownership

Funds ownership: 89.46%90.77% (+1.3%)

3% less funds holding

Funds holding: 845817 (-28)

22% less first-time investments, than exits

New positions opened: 79 | Existing positions closed: 101

27% less call options, than puts

Call options by funds: $427M | Put options by funds: $581M

34% less repeat investments, than reductions

Existing positions increased: 240 | Existing positions reduced: 365

Holders
817
Holders Change
-28
Holders Change %
-3.31%
% of All Funds
16.49%
Holding in Top 10
20
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+33.33%
% of All Funds
0.4%
New
79
Increased
240
Reduced
365
Closed
101
Calls
$427M
Puts
$581M
Net Calls
-$155M
Net Calls Change
-$189M
Name Holding Trade Value Shares
Change
Change in
Stake
Calamos Advisors
126
Calamos Advisors
Illinois
$15.4M -$1.26M -18,797 -8%
Nomura Holdings
127
Nomura Holdings
Japan
$15.2M -$6.89M -103,003 -33%
PC
128
PointState Capital
New York
$14.5M -$9.31M -139,309 -41%
Marshall Wace
129
Marshall Wace
United Kingdom
$14.2M +$4.61M +68,957 +54%
OPERF
130
Oregon Public Employees Retirement Fund
Oregon
$14M -$881K -13,174 -6%
ACI
131
AMP Capital Investors
Australia
$13.9M +$178K +2,664 +1%
Treasurer of the State of North Carolina
132
Treasurer of the State of North Carolina
North Carolina
$13.7M +$138K +2,060 +1%
ADEF
133
Adams Diversified Equity Fund
Maryland
$13.4M +$12.4M +185,900 New
Retirement Systems of Alabama
134
Retirement Systems of Alabama
Alabama
$13.2M -$711K -10,632 -5%
Royal London Asset Management
135
Royal London Asset Management
United Kingdom
$12.5M -$97.1K -1,453 -0.8%
FFIC
136
First Fiduciary Investment Counsel
Ohio
$12.1M -$508K -7,603 -4%
Nisa Investment Advisors
137
Nisa Investment Advisors
Missouri
$11.9M -$409K -6,111 -4%
First Trust Advisors
138
First Trust Advisors
Illinois
$11.9M -$4.63M -69,304 -30%
TAM
139
Tocqueville Asset Management
New York
$11.6M +$662K +9,908 +7%
Schroder Investment Management Group
140
Schroder Investment Management Group
United Kingdom
$11.6M -$3.6M -53,887 -26%
EC
141
EJF Capital
Virginia
$11.6M +$7.43M +111,170 +222%
CWM
142
CIBC World Markets
New York
$11.5M +$1.07M +16,039 +11%
TD Asset Management
143
TD Asset Management
Ontario, Canada
$11.4M +$2.71M +40,484 +34%
CGH
144
Crossmark Global Holdings
Texas
$11.2M -$1.26M -18,915 -11%
RJFSA
145
Raymond James Financial Services Advisors
Florida
$10.9M +$43.9K +656 +0.4%
Envestnet Asset Management
146
Envestnet Asset Management
Illinois
$10.6M -$960K -14,365 -9%
Osaic Holdings
147
Osaic Holdings
Arizona
$10.5M -$924K -13,820 -9%
Aviva
148
Aviva
United Kingdom
$10.5M -$290K -4,339 -3%
PCA
149
PL Capital Advisors
Florida
$10.4M
CG
150
Colony Group
Massachusetts
$10.4M +$215K +3,219 +2%

COF Hedge Fund Activity: Q3 2020 in Review

817 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2020, worth a combined $29.7B — up 17% from $25.5B a quarter earlier.

Sellers outnumbered buyers: 101 funds closed out of COF and 79 opened new positions — a net loss of 22 holders — while 365 trimmed existing stakes and 240 added.

The largest buyer was Eagle Capital Management (New York), opening a new position worth an estimated $263M. The largest seller was Capital World Investors, cutting an estimated $200M.

  • 817 institutional investors held Capital One (COF) as of Q3 2020, down from 845 in Q2 2020.
  • Funds reported $29.7B of Capital One stock for Q3 2020, up 17% quarter-over-quarter.
  • 79 funds opened new Capital One positions in Q3 2020 and 101 closed out, a net change of -22 holders.
  • The largest Capital One buyer in Q3 2020 was Eagle Capital Management (New York), an estimated $263M added.
  • The largest Capital One seller in Q3 2020 was Capital World Investors, an estimated $200M sold.

Based on aggregated 13F filings for Q3 2020.