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Capital One

1,008 hedge funds and large institutions have $33.3B invested in Capital One in 2023 Q3 according to their latest regulatory filings, with 96 funds opening new positions, 320 increasing their positions, 405 reducing their positions, and 92 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 92

1% less funds holding

Funds holding: 1,0171,008 (-9)

1.16% less ownership

Funds ownership: 91.06%89.9% (-1.2%)

12% less capital invested

Capital invested by funds: $38B → $33.3B (-$4.7B)

20% less funds holding in top 10

Funds holding in top 10: 1512 (-3)

20% less call options, than puts

Call options by funds: $557M | Put options by funds: $698M

21% less repeat investments, than reductions

Existing positions increased: 320 | Existing positions reduced: 405

Holders
1,008
Holders Change
-9
Holders Change %
-0.88%
% of All Funds
16%
Holding in Top 10
12
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-20%
% of All Funds
0.19%
New
96
Increased
320
Reduced
405
Closed
92
Calls
$557M
Puts
$698M
Net Calls
-$141M
Net Calls Change
+$16.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Truist Financial
76
Truist Financial
North Carolina
$48.2M -$1.13M -10,597 -2%
Grantham, Mayo, Van Otterloo & Co (GMO)
77
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$47.6M +$5.44M +50,909 +12%
D.E. Shaw & Co
78
D.E. Shaw & Co
New York
$47.5M +$46.2M +432,068 +760%
Amundi
79
Amundi
France
$47M +$7.65M +71,528 +17%
New York State Teachers Retirement System (NYSTRS)
80
New York State Teachers Retirement System (NYSTRS)
New York
$45M +$165K +1,544 +0.3%
RJA
81
Raymond James & Associates
Florida
$43.6M -$129K -1,210 -0.3%
6CM
82
683 Capital Management
New York
$41.3M +$107K +1,000 +0.2%
Principal Financial Group
83
Principal Financial Group
Iowa
$40.7M -$205K -1,916 -0.5%
AQR Capital Management
84
AQR Capital Management
Connecticut
$40.6M +$14.6M +136,224 +48%
Prudential Financial
85
Prudential Financial
New Jersey
$39.3M +$5.11M +47,775 +13%
State Board of Administration of Florida Retirement System
86
State Board of Administration of Florida Retirement System
Florida
$37.7M -$3.64M -34,090 -8%
Canada Life
87
Canada Life
Manitoba, Canada
$37.3M +$488K +4,569 +1%
Russell Investments Group
88
Russell Investments Group
United Kingdom
$35.9M +$1.16M +10,889 +3%
PCM
89
Patient Capital Management
Maryland
$35.5M -$5.75M -53,792 -13%
Renaissance Technologies
90
Renaissance Technologies
New York
$34.9M +$38.5M +359,899 New
Mitsubishi UFJ Asset Management
91
Mitsubishi UFJ Asset Management
Japan
$34M +$3.01M +28,115 +9%
CIP
92
CAS Investment Partners
Connecticut
$33.9M
Ameriprise
93
Ameriprise
Minnesota
$33.8M +$755K +7,061 +2%
MAM
94
Magellan Asset Management
Australia
$33.6M +$4.29M +40,170 +13%
Adage Capital Partners
95
Adage Capital Partners
Massachusetts
$32M -$5.46M -51,100 -13%
PCM
96
Polaris Capital Management
Massachusetts
$30.6M -$14.7M -137,600 -30%
BNP Paribas Financial Markets
97
BNP Paribas Financial Markets
France
$30.3M +$1.34M +12,545 +4%
NIG
98
NFJ Investment Group
Texas
$30.1M -$11.5M -107,566 -26%
TIM
99
Thornburg Investment Management
New Mexico
$30M -$2.32M -21,706 -7%
CG
100
Carmignac Gestion
France
$30M +$5.9M +55,187 +22%

COF Hedge Fund Activity: Q3 2023 in Review

1,008 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2023, worth a combined $33.3B — down 12% from $38B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new COF positions and 92 closed out — a net gain of 4 holders — while 320 added to existing stakes and 405 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $265M. The largest seller was Dodge & Cox, cutting an estimated $675M.

  • 1,008 institutional investors held Capital One (COF) as of Q3 2023, down from 1,017 in Q2 2023.
  • Funds reported $33.3B of Capital One stock for Q3 2023, down 12% quarter-over-quarter.
  • 96 funds opened new Capital One positions in Q3 2023 and 92 closed out, a net change of +4 holders.
  • The largest Capital One buyer in Q3 2023 was Capital Research Global Investors, an estimated $265M added.
  • The largest Capital One seller in Q3 2023 was Dodge & Cox, an estimated $675M sold.

Based on aggregated 13F filings for Q3 2023.