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Capital One

795 hedge funds and large institutions have $31.6B invested in Capital One in 2016 Q1 according to their latest regulatory filings, with 64 funds opening new positions, 292 increasing their positions, 346 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more funds holding in top 10

Funds holding in top 10: 1719 (+2)

1.18% more ownership

Funds ownership: 89.05%90.23% (+1.2%)

2% less funds holding

Funds holding: 812795 (-17)

8% less capital invested

Capital invested by funds: $34.2B → $31.6B (-$2.57B)

12% less first-time investments, than exits

New positions opened: 64 | Existing positions closed: 73

16% less repeat investments, than reductions

Existing positions increased: 292 | Existing positions reduced: 346

21% less call options, than puts

Call options by funds: $160M | Put options by funds: $203M

Holders
795
Holders Change
-17
Holders Change %
-2.09%
% of All Funds
21.18%
Holding in Top 10
19
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+11.76%
% of All Funds
0.51%
New
64
Increased
292
Reduced
346
Closed
73
Calls
$160M
Puts
$203M
Net Calls
-$43.3M
Net Calls Change
-$12.8M
Name Holding Trade Value Shares
Change
Change in
Stake
CI Investments Inc
76
CI Investments Inc
Ontario, Canada
$63.9M +$15.3M +231,600 +34%
APG Asset Management
77
APG Asset Management
Netherlands
$63.4M
TD Asset Management
78
TD Asset Management
Ontario, Canada
$62.3M -$977K -14,775 -2%
EAM
79
Eagle Asset Management
Florida
$62.1M -$5.88M -88,897 -9%
WRF
80
Waddell & Reed Financial
Kansas
$61.3M -$2.56M -38,800 -4%
Bank of Montreal
81
Bank of Montreal
Ontario, Canada
$61.2M -$99.1M -1,500,037 -63%
Citigroup
82
Citigroup
New York
$57.8M +$9.03M +136,653 +20%
BJ
83
BlackRock Japan
Japan
$55.5M -$7.53M -113,909 -12%
WHG
84
Westwood Holdings Group
Texas
$55.1M +$1M +15,188 +2%
TA
85
Teachers Advisors
New York
$54.8M +$397K +6,004 +0.8%
RhumbLine Advisers
86
RhumbLine Advisers
Massachusetts
$53.2M +$2.03M +30,713 +4%
Manulife (Manufacturers Life Insurance)
87
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$52.9M +$2.75M +41,625 +6%
UBS Group
88
UBS Group
Switzerland
$51.9M +$341K +5,161 +0.7%
ClearBridge Investments
89
ClearBridge Investments
New York
$51.7M -$724K -10,950 -1%
Invesco
90
Invesco
Georgia
$51.2M -$16.4M -247,832 -25%
Principal Financial Group
91
Principal Financial Group
Iowa
$51.1M -$579K -8,765 -1%
Royal Bank of Canada
92
Royal Bank of Canada
Ontario, Canada
$49.6M -$26.2M -396,780 -36%
USAA
93
United Services Automobile Association
Texas
$49M -$54.4M -823,723 -54%
SO
94
STRS Ohio
Ohio
$48.4M -$4.09M -61,809 -8%
PI
95
PGGM Investments
Netherlands
$46M +$141K +2,140 +0.3%
State Board of Administration of Florida Retirement System
96
State Board of Administration of Florida Retirement System
Florida
$45.8M -$1.31M -19,820 -3%
HSBC Holdings
97
HSBC Holdings
United Kingdom
$45.7M +$8.49M +128,455 +24%
TCM
98
Tetrem Capital Management
Manitoba, Canada
$45.6M +$9.11M +137,902 +27%
Retirement Systems of Alabama
99
Retirement Systems of Alabama
Alabama
$45.3M -$543K -8,217 -1%
VFA
100
Virtus Fund Advisers
Connecticut
$43.8M +$41.7M +631,350 +59,337%

COF Hedge Fund Activity: Q1 2016 in Review

795 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2016, worth a combined $31.6B — down 7.5% from $34.2B a quarter earlier.

Sellers outnumbered buyers: 73 funds closed out of COF and 64 opened new positions — a net loss of 9 holders — while 346 trimmed existing stakes and 292 added.

The largest buyer was Royal London Asset Management, adding an estimated $526M. The largest seller was Capital World Investors, cutting an estimated $374M.

  • 795 institutional investors held Capital One (COF) as of Q1 2016, down from 812 in Q4 2015.
  • Funds reported $31.6B of Capital One stock for Q1 2016, down 7.5% quarter-over-quarter.
  • 64 funds opened new Capital One positions in Q1 2016 and 73 closed out, a net change of -9 holders.
  • The largest Capital One buyer in Q1 2016 was Royal London Asset Management, an estimated $526M added.
  • The largest Capital One seller in Q1 2016 was Capital World Investors, an estimated $374M sold.

Based on aggregated 13F filings for Q1 2016.