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Capital One

817 hedge funds and large institutions have $29.7B invested in Capital One in 2020 Q3 according to their latest regulatory filings, with 79 funds opening new positions, 240 increasing their positions, 365 reducing their positions, and 101 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 1520 (+5)

17% more capital invested

Capital invested by funds: $25.5B → $29.7B (+$4.24B)

1.31% more ownership

Funds ownership: 89.46%90.77% (+1.3%)

3% less funds holding

Funds holding: 845817 (-28)

22% less first-time investments, than exits

New positions opened: 79 | Existing positions closed: 101

27% less call options, than puts

Call options by funds: $427M | Put options by funds: $581M

34% less repeat investments, than reductions

Existing positions increased: 240 | Existing positions reduced: 365

Holders
817
Holders Change
-28
Holders Change %
-3.31%
% of All Funds
16.49%
Holding in Top 10
20
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+33.33%
% of All Funds
0.4%
New
79
Increased
240
Reduced
365
Closed
101
Calls
$427M
Puts
$581M
Net Calls
-$155M
Net Calls Change
-$189M
Name Holding Trade Value Shares
Change
Change in
Stake
RA
776
Rational Advisors
New York
$7K -$31.8K -475 -82%
DSC
777
Duncker Streett & Co
Missouri
$7K
PCFFS
778
Pacific Center for Financial Services
California
$7K
RMC
779
Resources Management Corp
Connecticut
$7K
SIS
780
Sound Income Strategies
Florida
$7K
WB
781
West Bancorporation
Iowa
$7K
BWM
782
Baystate Wealth Management
Massachusetts
$7K +$67 +1 +1%
CPW
783
Catalyst Private Wealth
California
$7K +$6.89K +103 New
FCH
784
Freestone Capital Holdings
Washington
$6.75K +$6.28K +94 New
JFGIW
785
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$6K -$2.67K -40 -33%
ATC
786
Adirondack Trust Company
New York
$6K
BFC
787
Bedel Financial Consulting
Indiana
$6K
OC
788
Oakworth Capital
Alabama
$6K
SFSIG
789
San Francisco Sentry Investment Group
California
$5K -$20.7K -310 -83%
CAL
790
Capital Advisors Ltd
Ohio
$5K
LFG
791
LifePlan Financial Group
Ohio
$5K
SQA
792
Simon Quick Advisors
New Jersey
$5K
SGAM
793
Smith Group Asset Management
Texas
$5K
WTC
794
WhitTier Trust Company
Nevada
$5K
PFWA
795
Paces Ferry Wealth Advisors
Georgia
$5K +$4.81K +72 New
TPWA
796
TRUE Private Wealth Advisors
Oregon
$4K
RG
797
Retirement Group
California
$4K +$1.07K +16 +47%
AF
798
Allworth Financial
California
$3K
Fidelity International
799
Fidelity International
Bermuda
$3K
SL
800
Savior LLC
Massachusetts
$3K

COF Hedge Fund Activity: Q3 2020 in Review

817 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2020, worth a combined $29.7B — up 17% from $25.5B a quarter earlier.

Sellers outnumbered buyers: 101 funds closed out of COF and 79 opened new positions — a net loss of 22 holders — while 365 trimmed existing stakes and 240 added.

The largest buyer was Eagle Capital Management (New York), opening a new position worth an estimated $263M. The largest seller was Capital World Investors, cutting an estimated $200M.

  • 817 institutional investors held Capital One (COF) as of Q3 2020, down from 845 in Q2 2020.
  • Funds reported $29.7B of Capital One stock for Q3 2020, up 17% quarter-over-quarter.
  • 79 funds opened new Capital One positions in Q3 2020 and 101 closed out, a net change of -22 holders.
  • The largest Capital One buyer in Q3 2020 was Eagle Capital Management (New York), an estimated $263M added.
  • The largest Capital One seller in Q3 2020 was Capital World Investors, an estimated $200M sold.

Based on aggregated 13F filings for Q3 2020.