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Capital One

1,008 hedge funds and large institutions have $33.3B invested in Capital One in 2023 Q3 according to their latest regulatory filings, with 96 funds opening new positions, 320 increasing their positions, 405 reducing their positions, and 92 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 92

1% less funds holding

Funds holding: 1,0171,008 (-9)

1.16% less ownership

Funds ownership: 91.06%89.9% (-1.2%)

12% less capital invested

Capital invested by funds: $38B → $33.3B (-$4.7B)

20% less funds holding in top 10

Funds holding in top 10: 1512 (-3)

20% less call options, than puts

Call options by funds: $557M | Put options by funds: $698M

21% less repeat investments, than reductions

Existing positions increased: 320 | Existing positions reduced: 405

Holders
1,008
Holders Change
-9
Holders Change %
-0.88%
% of All Funds
16%
Holding in Top 10
12
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-20%
% of All Funds
0.19%
New
96
Increased
320
Reduced
405
Closed
92
Calls
$557M
Puts
$698M
Net Calls
-$141M
Net Calls Change
+$16.8M
Name Holding Trade Value Shares
Change
Change in
Stake
RhumbLine Advisers
51
RhumbLine Advisers
Massachusetts
$80.5M +$4.33M +40,514 +5%
N
52
Nuveen
North Carolina
$79M -$1.67M -15,591 -2%
CVA
53
Ceredex Value Advisors
Florida
$77.7M -$8.3M -77,600 -9%
National Pension Service
54
National Pension Service
South Korea
$76M +$3.45M +32,246 +4%
Deutsche Bank
55
Deutsche Bank
Germany
$75.9M -$22.3M -208,342 -21%
California Public Employees Retirement System
56
California Public Employees Retirement System
California
$72.9M +$2.7M +25,286 +3%
HSBC Holdings
57
HSBC Holdings
United Kingdom
$71.3M +$15.1M +140,965 +24%
SEI Investments
58
SEI Investments
Pennsylvania
$68.6M -$3.98M -37,259 -5%
Parnassus Investments
59
Parnassus Investments
California
$67.9M
CS
60
Credit Suisse
Switzerland
$65.2M -$1.57M -14,730 -2%
UBS Group
61
UBS Group
Switzerland
$61.8M +$14.3M +133,814 +27%
New York State Common Retirement Fund
62
New York State Common Retirement Fund
New York
$61M -$10.8M -101,077 -14%
California State Teachers Retirement System (CalSTRS)
63
California State Teachers Retirement System (CalSTRS)
California
$59M -$2.58M -24,125 -4%
ABI
64
Abrams Bison Investments
Maryland
$57.3M
Thrivent Financial for Lutherans
65
Thrivent Financial for Lutherans
Minnesota
$57M +$5.47M +51,194 +10%
AP
66
Antipodes Partners
Australia
$56.7M -$22.2M -207,600 -26%
JCM
67
Junto Capital Management
New York
$55.8M +$61.4M +574,798 New
Balyasny Asset Management
68
Balyasny Asset Management
Illinois
$54.3M +$59.8M +559,847 New
AllianceBernstein
69
AllianceBernstein
Tennessee
$53.2M -$568K -5,317 -1%
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$53.2M +$5.2M +48,633 +11%
Envestnet Asset Management
71
Envestnet Asset Management
Illinois
$52.6M +$16M +149,739 +38%
First Manhattan
72
First Manhattan
New York
$52.1M -$2.05M -19,131 -3%
Macquarie Group
73
Macquarie Group
Australia
$52.1M +$10M +93,624 +21%
Squarepoint
74
Squarepoint
New York
$49.6M +$31.2M +292,311 +134%
Mitsubishi UFJ Trust & Banking
75
Mitsubishi UFJ Trust & Banking
Japan
$48.2M -$8.92M -83,445 -14%

COF Hedge Fund Activity: Q3 2023 in Review

1,008 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2023, worth a combined $33.3B — down 12% from $38B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new COF positions and 92 closed out — a net gain of 4 holders — while 320 added to existing stakes and 405 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $265M. The largest seller was Dodge & Cox, cutting an estimated $675M.

  • 1,008 institutional investors held Capital One (COF) as of Q3 2023, down from 1,017 in Q2 2023.
  • Funds reported $33.3B of Capital One stock for Q3 2023, down 12% quarter-over-quarter.
  • 96 funds opened new Capital One positions in Q3 2023 and 92 closed out, a net change of +4 holders.
  • The largest Capital One buyer in Q3 2023 was Capital Research Global Investors, an estimated $265M added.
  • The largest Capital One seller in Q3 2023 was Dodge & Cox, an estimated $675M sold.

Based on aggregated 13F filings for Q3 2023.