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Capital One

795 hedge funds and large institutions have $31.6B invested in Capital One in 2016 Q1 according to their latest regulatory filings, with 64 funds opening new positions, 292 increasing their positions, 346 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more funds holding in top 10

Funds holding in top 10: 1719 (+2)

1.18% more ownership

Funds ownership: 89.05%90.23% (+1.2%)

2% less funds holding

Funds holding: 812795 (-17)

8% less capital invested

Capital invested by funds: $34.2B → $31.6B (-$2.57B)

12% less first-time investments, than exits

New positions opened: 64 | Existing positions closed: 73

16% less repeat investments, than reductions

Existing positions increased: 292 | Existing positions reduced: 346

21% less call options, than puts

Call options by funds: $160M | Put options by funds: $203M

Holders
795
Holders Change
-17
Holders Change %
-2.09%
% of All Funds
21.18%
Holding in Top 10
19
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+11.76%
% of All Funds
0.51%
New
64
Increased
292
Reduced
346
Closed
73
Calls
$160M
Puts
$203M
Net Calls
-$43.3M
Net Calls Change
-$12.8M
Name Holding Trade Value Shares
Change
Change in
Stake
MUS
701
Mitsubishi UFJ Securities
Japan
$116K +$110K +1,670 New
WAM
702
Wealthspire Advisors (Maryland)
Maryland
$114K -$31K -469 -22%
FFC
703
First Financial Corp
Indiana
$111K
QCG
704
Quadrant Capital Group
Ohio
$104K +$22.1K +335 +26%
Nomura Holdings
705
Nomura Holdings
Japan
$102K -$422K -6,389 -81%
AIM
706
Advantage Investment Management
Iowa
$101K +$90.7K +1,373 +1,674%
AIM
707
Anchor Investment Management
South Carolina
$100K +$95.4K +1,443 New
SAMC
708
Shinko Asset Management Company
Japan
$96K -$9.45K -143 -9%
CGT
709
Capital Guardian Trust
California
$90K -$2.97K -45 -3%
CFA
710
Carroll Financial Associates
North Carolina
$79K +$5.02K +76 +7%
HCP
711
Holt Capital Partners
Texas
$73K +$69.4K +1,050 New
HFM
712
Hartford Financial Management
Connecticut
$69K
AIM
713
Acrospire Investment Management
Illinois
$69K +$66.1K +1,000 New
AOWM
714
Alpha Omega Wealth Management
Virginia
$67K
ST
715
Smithfield Trust
Pennsylvania
$66K
WA
716
WealthTrust-Arizona
Arizona
$63K -$3.97K -60 -6%
MCM
717
Manchester Capital Management
Vermont
$58K
GWM
718
Gupta Wealth Management
California
$57K -$161K -2,435 -75%
HIIFS
719
Harel Insurance Investments & Financial Services
Israel
$55K -$13.2K -200 -20%
NCM
720
Nelson Capital Management
California
$55K
HCC
721
Hirtle Callaghan & Co
Pennsylvania
$54K -$15.3K -232 -23%
OSNBOA
722
Old Second National Bank of Aurora
Illinois
$52K -$1.48M -22,425 -97%
TWA
723
TCI Wealth Advisors
Arizona
$52K -$50K -757 -50%
S
724
SignatureFD
Georgia
$51K +$26.4K +400 +118%
DAM
725
Delta Asset Management
Tennessee
$44K

COF Hedge Fund Activity: Q1 2016 in Review

795 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2016, worth a combined $31.6B — down 7.5% from $34.2B a quarter earlier.

Sellers outnumbered buyers: 73 funds closed out of COF and 64 opened new positions — a net loss of 9 holders — while 346 trimmed existing stakes and 292 added.

The largest buyer was Royal London Asset Management, adding an estimated $526M. The largest seller was Capital World Investors, cutting an estimated $374M.

  • 795 institutional investors held Capital One (COF) as of Q1 2016, down from 812 in Q4 2015.
  • Funds reported $31.6B of Capital One stock for Q1 2016, down 7.5% quarter-over-quarter.
  • 64 funds opened new Capital One positions in Q1 2016 and 73 closed out, a net change of -9 holders.
  • The largest Capital One buyer in Q1 2016 was Royal London Asset Management, an estimated $526M added.
  • The largest Capital One seller in Q1 2016 was Capital World Investors, an estimated $374M sold.

Based on aggregated 13F filings for Q1 2016.