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Capital One

787 hedge funds and large institutions have $40.7B invested in Capital One in 2014 Q3 according to their latest regulatory filings, with 69 funds opening new positions, 305 increasing their positions, 280 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

82% more first-time investments, than exits

New positions opened: 69 | Existing positions closed: 38

35% more call options, than puts

Call options by funds: $277M | Put options by funds: $206M

11% more funds holding in top 10

Funds holding in top 10: 3539 (+4)

3% more funds holding

Funds holding: 767787 (+20)

9% more repeat investments, than reductions

Existing positions increased: 305 | Existing positions reduced: 280

5% less capital invested

Capital invested by funds: $42.7B → $40.7B (-$2.07B)

1.03% less ownership

Funds ownership: 89.44%88.41% (-1%)

Holders
787
Holders Change
+20
Holders Change %
+2.61%
% of All Funds
22.83%
Holding in Top 10
39
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+11.43%
% of All Funds
1.13%
New
69
Increased
305
Reduced
280
Closed
38
Calls
$277M
Puts
$206M
Net Calls
+$71.4M
Net Calls Change
+$60M
Name Holding Trade Value Shares
Change
Change in
Stake
JG
701
Jefferies Group
New York
$171K -$205K -2,510 -54%
LWM
702
LBA Wealth Management
Florida
$171K -$16.4K -200 -9%
PR
703
Payden & Rygel
California
$161K
QBFM
704
QS Batterymarch Financial Management
New York
$161K
Twin Tree Management
705
Twin Tree Management
Texas
$159K +$159K +1,945 New
FMLI
706
Fukoku Mutual Life Insurance
Japan
$155K
LFR
707
Lehman Financial Resources
Pennsylvania
$154K
BBHC
708
Brown Brothers Harriman & Co
New York
$153K
JT
709
Jump Trading
Illinois
$148K -$29.2K -357 -16%
VFA
710
Virtus Fund Advisers
Connecticut
$140K -$338K -4,134 -71%
SC
711
SRB Corp
Massachusetts
$139K +$139K +1,703 New
NES
712
New England Securities
New York
$138K
JIC
713
Joel Isaacson & Co
New York
$114K
MCM
714
Manchester Capital Management
Vermont
$114K
MFS
715
MSI Financial Services
Massachusetts
$114K +$81.8K +1,000 +253%
WA
716
WFG Advisors
Texas
$113K +$82 +1 +0.1%
PSI
717
Pinnacle Summer Investments
Virginia
$111K
JWM
718
Jacobus Wealth Management
Wisconsin
$103K
DBT
719
Dubuque Bank & Trust
Iowa
$99K
PCM
720
Prelude Capital Management
New York
$96K +$42.7K +522 +80%
WA
721
WealthTrust-Arizona
Arizona
$92K
HFM
722
Hartford Financial Management
Connecticut
$81K
ST
723
Smithfield Trust
Pennsylvania
$77K
GSC
724
Ground Swell Capital
South Carolina
$77K +$24.8K +303 +47%
NYLT
725
New York Life Trust
New York
$72K -$47.9K -586 -40%

COF Hedge Fund Activity: Q3 2014 in Review

787 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2014, worth a combined $40.7B — down 4.8% from $42.7B a quarter earlier.

Buyers outnumbered sellers: 69 funds opened new COF positions and 38 closed out — a net gain of 31 holders — while 305 added to existing stakes and 280 trimmed.

The largest buyer was Boston Partners, adding an estimated $149M. The largest seller was Viking Global Investors, cutting an estimated $719M.

  • 787 institutional investors held Capital One (COF) as of Q3 2014, up from 767 in Q2 2014.
  • Funds reported $40.7B of Capital One stock for Q3 2014, down 4.8% quarter-over-quarter.
  • 69 funds opened new Capital One positions in Q3 2014 and 38 closed out, a net change of +31 holders.
  • The largest Capital One buyer in Q3 2014 was Boston Partners, an estimated $149M added.
  • The largest Capital One seller in Q3 2014 was Viking Global Investors, an estimated $719M sold.

Based on aggregated 13F filings for Q3 2014.