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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
PMAM
701
Picton Mahoney Asset Management
Ontario, Canada
-$1.18M -18,800 Closed
RJFSA
702
Raymond James Financial Services Advisors
Florida
-$756K -12,031 Closed
VAM
703
Visium Asset Management
New York
-$742K -11,798 Closed
PRC
704
Platte River Capital
Colorado
-$540K -8,600 Closed
HW
705
Hancock Whitney
Mississippi
-$415K -6,612 Closed
OH
706
Orbis Holdings
Bermuda
-$389K -6,198 Closed
IPRC
707
Indices-Pac Research Corporation
New Jersey
-$277K -4,410 Closed
PP
708
Paloma Partners
Connecticut
-$276K -4,390 Closed
SSWM
709
Smith Salley Wealth Management
North Carolina
-$266K -4,230 Closed
QI
710
Quotient Investors
New York
-$265K -4,213 Closed
SC
711
Saiers Capital
New York
-$188K -3,000 Closed
CCM
712
Cutler Capital Management
Massachusetts
-$163K -2,600 Closed
TSWM
713
Triangle Securities Wealth Management
North Carolina
-$133K -2,111 Closed
HHMI
714
Howard Hughes Medical Institute
Maryland
-$112K -1,787 Closed
HCM
715
Highlander Capital Management
New Jersey
-$62.8K -1,000 Closed
FHB
716
First Hawaiian Bank
Hawaii
-$41K -646 Closed
NYLT
717
New York Life Trust
New York
-$20K -316 Closed
WAM
718
Wood Asset Management
Florida
-$9K -150 Closed
TIM
719
Tortoise Investment Management
New York
-$7K -115 Closed

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.