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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
SNT
676
Security National Trust
West Virginia
$4K +$4.04K +60 New
UB
677
UMB Bank
Missouri
$3.98K +$3.89M +57,819 New
HRIA
678
Haberer Registered Investment Advisor
Ohio
$2K +$1.61K +24 New
CFA
679
Carroll Financial Associates
North Carolina
$1K
SIG
680
Senator Investment Group
New York
-$100M -1,600,000 Closed
CC
681
Carlson Capital
Texas
-$47.2M -751,680 Closed
CCM
682
Cornerstone Capital Management
Minnesota
-$33.1M -526,665 Closed
UOC
683
UBS O'Connor
Illinois
-$25.2M -401,254 Closed
TM
684
Tiger Management
New York
-$16.3M -260,000 Closed
OI
685
Oakbrook Investments
Illinois
-$12.1M -193,150 Closed
BMCMI
686
Bryn Mawr Capital Management Inc
Pennsylvania
-$10.1M -160,219 Closed
BCM
687
Basswood Capital Management
New York
-$8.21M -130,679 Closed
ESCM
688
Echo Street Capital Management
New York
-$7.42M -118,057 Closed
NMERB
689
New Mexico Educational Retirement Board
New Mexico
-$5.82M -92,617 Closed
SCM
690
Suffolk Capital Management
New York
-$5.44M -86,680 Closed
PP
691
PDT Partners
New York
-$4.28M -68,190 Closed
ARC
692
Absolute Return Capital
Massachusetts
-$4.25M -67,690 Closed
HCS
693
Harvest Capital Strategies
California
-$3.53M -56,180 Closed
AF
694
Ally Financial
Michigan
-$3.14M -50,000 Closed
MCA
695
Mendon Capital Advisors
Florida
-$3.14M -50,000 Closed
SAM
696
Strategy Asset Managers
California
-$2.55M -40,537 Closed
GIA
697
Gargoyle Investment Advisor
New Jersey
-$2.48M -39,554 Closed
LTI
698
Laffer Tengler Investments
Tennessee
-$2.17M -34,480 Closed
Jacobs Levy Equity Management
699
Jacobs Levy Equity Management
New Jersey
-$1.82M -28,960 Closed
CANY
700
Caxton Associates (New York)
New York
-$1.57M -25,000 Closed

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.