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Capital One
COF

Overview Fund Activity

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$1.43B
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$127M
3
Viking Global Investors
3
Viking Global Investors
Connecticut
$1.08B
4
UBS AM
4
UBS AM
Illinois
$194M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.12B

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$13.3M
2
SIG
2
Senator Investment Group
New York
$0
3
WRF
3
Waddell & Reed Financial
Kansas
$216M
4
Invesco
4
Invesco
Georgia
$125M
5
Hotchkis & Wiley Capital Management
5
Hotchkis & Wiley Capital Management
California
$400M
Name Holding Trade Value Shares
Change 		Shares
Change %
SNT
676
Security National Trust
West Virginia
$4K +$4K +60 New
UB
677
UMB Bank
Missouri
$3.98K +$3.98K +57,819 New
HRIA
678
Haberer Registered Investment Advisor
Ohio
$2K +$2K +24 New
CFA
679
Carroll Financial Associates
North Carolina
$1K – – –
SIG
680
Senator Investment Group
New York
– -$100M -1,600,000 Closed
CC
681
Carlson Capital
Texas
– -$47.2M -751,680 Closed
CCM
682
Cornerstone Capital Management
Minnesota
– -$33.1M -526,665 Closed
UOC
683
UBS O'Connor
Illinois
– -$25.2M -401,254 Closed
TM
684
Tiger Management
New York
– -$16.3M -260,000 Closed
OI
685
Oakbrook Investments
Illinois
– -$12.1M -193,150 Closed
BMCMI
686
Bryn Mawr Capital Management Inc
Pennsylvania
– -$10.1M -160,219 Closed
BCM
687
Basswood Capital Management
New York
– -$8.21M -130,679 Closed
ESCM
688
Echo Street Capital Management
New York
– -$7.42M -118,057 Closed
NMERB
689
New Mexico Educational Retirement Board
New Mexico
– -$5.82M -92,617 Closed
SCM
690
Suffolk Capital Management
New York
– -$5.44M -86,680 Closed
PP
691
PDT Partners
New York
– -$4.28M -68,190 Closed
ARC
692
Absolute Return Capital
Massachusetts
– -$4.25M -67,690 Closed
HCS
693
Harvest Capital Strategies
California
– -$3.53M -56,180 Closed
AF
694
Ally Financial
Michigan
– -$3.14M -50,000 Closed
MCA
695
Mendon Capital Advisors
Florida
– -$3.14M -50,000 Closed
SAM
696
Strategy Asset Managers
California
– -$2.55M -40,537 Closed
GIA
697
Gargoyle Investment Advisor
New Jersey
– -$2.48M -39,554 Closed
LTI
698
Laffer Tengler Investments
Tennessee
– -$2.17M -34,480 Closed
Jacobs Levy Equity Management
699
Jacobs Levy Equity Management
New Jersey
– -$1.82M -28,960 Closed
CANY
700
Caxton Associates (New York)
New York
– -$1.57M -25,000 Closed
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