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Capital One

856 hedge funds and large institutions have $20.7B invested in Capital One in 2020 Q1 according to their latest regulatory filings, with 81 funds opening new positions, 298 increasing their positions, 372 reducing their positions, and 179 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.09% more ownership

Funds ownership: 88.77%89.86% (+1.1%)

11% less funds holding

Funds holding: 965856 (-109)

20% less repeat investments, than reductions

Existing positions increased: 298 | Existing positions reduced: 372

34% less call options, than puts

Call options by funds: $159M | Put options by funds: $241M

51% less capital invested

Capital invested by funds: $42.5B → $20.7B (-$21.8B)

52% less funds holding in top 10

Funds holding in top 10: 2110 (-11)

55% less first-time investments, than exits

New positions opened: 81 | Existing positions closed: 179

Holders
856
Holders Change
-109
Holders Change %
-11.3%
% of All Funds
18.86%
Holding in Top 10
10
Holding in Top 10 Change
-11
Holding in Top 10 Change %
-52.38%
% of All Funds
0.22%
New
81
Increased
298
Reduced
372
Closed
179
Calls
$159M
Puts
$241M
Net Calls
-$81.7M
Net Calls Change
+$158M
Name Holding Trade Value Shares
Change
Change in
Stake
PFGIA
651
Patriot Financial Group Insurance Agency
Massachusetts
$175K +$14.7K +167 +5%
MA
652
MUFG Americas
New York
$170K -$179K -2,032 -38%
VFA
653
Valeo Financial Advisors
Indiana
$162K +$112K +1,270 +88%
FANJ
654
Financial Architects (New Jersey)
New Jersey
$159K
HFM
655
Hartford Financial Management
Connecticut
$153K
PA
656
Parallel Advisors
California
$152K -$275K -3,129 -51%
TSW
657
Thompson Siegel & Walmsley
Virginia
$150K -$141K -1,600 -35%
RTC
658
Riverview Trust Company
Washington
$149K
LFAS
659
Level Four Advisory Services
Texas
$146K -$304K -3,461 -25%
GRP
660
Global Retirement Partners
California
$141K -$7.47K -85 -3%
SMFS
661
Squar Milner Financial Services
California
$132K -$879 -10 -0.4%
FMLI
662
Fukoku Mutual Life Insurance
Japan
$131K
JFGIW
663
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$130K -$57.1K -649 -20%
WT
664
Whittier Trust
California
$126K +$2.2K +25 +1%
HWA
665
Heritage Wealth Advisors
Virginia
$124K -$48.6K -553 -18%
OPS
666
Orion Portfolio Solutions
Nebraska
$123K +$58.9K +670 +38%
CA
667
Clearstead Advisors
Ohio
$122K -$70.3K -800 -25%
PWMG
668
Prestige Wealth Management Group
New Jersey
$116K +$179K +2,040 +797%
UFF
669
USA Financial Formulas
Michigan
$115K +$80.3K +913 +67%
MA
670
MCF Advisors
Kentucky
$112K +$196K +2,230 New
CFGS
671
Concourse Financial Group Securities
Alabama
$109K +$48.1K +547 +34%
EDRH
672
Edmond de Rothschild Holding
Switzerland
$104K +$77.6K +883 +75%
PR
673
Payden & Rygel
California
$99K
BL
674
Balentine LLC
Georgia
$99K +$159K +1,805 +1,081%
RE
675
RBC Europe
United Kingdom
$98.8K

COF Hedge Fund Activity: Q1 2020 in Review

856 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2020, worth a combined $20.7B — down 51% from $42.5B a quarter earlier.

Sellers outnumbered buyers: 179 funds closed out of COF and 81 opened new positions — a net loss of 98 holders — while 372 trimmed existing stakes and 298 added.

The largest buyer was Fidelity Investments, adding an estimated $443M. The largest seller was Capital World Investors, cutting an estimated $564M.

  • 856 institutional investors held Capital One (COF) as of Q1 2020, down from 965 in Q4 2019.
  • Funds reported $20.7B of Capital One stock for Q1 2020, down 51% quarter-over-quarter.
  • 81 funds opened new Capital One positions in Q1 2020 and 179 closed out, a net change of -98 holders.
  • The largest Capital One buyer in Q1 2020 was Fidelity Investments, an estimated $443M added.
  • The largest Capital One seller in Q1 2020 was Capital World Investors, an estimated $564M sold.

Based on aggregated 13F filings for Q1 2020.