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Capital One
COF

Overview Fund Activity

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$1.43B
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$127M
3
Viking Global Investors
3
Viking Global Investors
Connecticut
$1.08B
4
UBS AM
4
UBS AM
Illinois
$194M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.12B

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$13.3M
2
SIG
2
Senator Investment Group
New York
$0
3
WRF
3
Waddell & Reed Financial
Kansas
$216M
4
Invesco
4
Invesco
Georgia
$125M
5
Hotchkis & Wiley Capital Management
5
Hotchkis & Wiley Capital Management
California
$400M
Name Holding Trade Value Shares
Change 		Shares
Change %
PAS
651
Partnervest Advisory Services
California
$16K -$533 -8 -3%
CBT
652
Central Bank & Trust
Kentucky
$16K – – –
QAM
653
QCI Asset Management
New York
$16K – – –
GI
654
GLG Inc
New York
$16K +$16K +228 New
PC
655
Polar Capital
United Kingdom
$15.7K +$12 +178 +0.1%
NCM
656
Nelson Capital Management
California
$14K – – –
SC
657
StellarOne Corp
Virginia
$14K – – –
PFS
658
Penseco Financial Services
Pennsylvania
$14K +$14K +200 New
RFA
659
Reilly Financial Advisors
California
$12K – – –
AC
660
Alexandria Capital
Virginia
$12K – – –
ECM
661
ETrade Capital Management
Virginia
$12K +$6.77K +101 +129%
KTC
662
Kistler-Tiffany Companies
Pennsylvania
$10K – – –
EFSCE
663
Enterprise Financial Services Corp (EFSC)
Missouri
$10K +$1.3K +19 +15%
DSC
664
Duncker Streett & Co
Missouri
$9K – – –
HCC
665
Hirtle Callaghan & Co
Pennsylvania
$9K +$9K +133 New
NIM
666
NuWave Investment Management
New Jersey
$8K -$14.6K -224 -65%
FAM
667
Fred Alger Management
New York
$7K -$4.95K -70 -41%
AF
668
Arrow Financial
New York
$7K – – –
HPBT
669
High Point Bank & Trust
North Carolina
$7K – – –
FBT
670
Founders Bank & Trust
Michigan
$7K – – –
RIA
671
Regal Investment Advisors
Michigan
$7K +$69 +1 +1%
LFG
672
LifePlan Financial Group
Ohio
$6K – – –
M
673
MOTCO
Texas
$6K – – –
WA
674
Waverly Advisors
Alabama
$6K +$6K +87 New
EWM
675
Evercore Wealth Management
New York
$5K +$5K +71 New
25 26
27
28 29