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Capital One
COF

Overview Fund Activity

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$1.43B
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$127M
3
Viking Global Investors
3
Viking Global Investors
Connecticut
$1.08B
4
UBS AM
4
UBS AM
Illinois
$194M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.12B

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$13.3M
2
SIG
2
Senator Investment Group
New York
$0
3
WRF
3
Waddell & Reed Financial
Kansas
$216M
4
Invesco
4
Invesco
Georgia
$125M
5
Hotchkis & Wiley Capital Management
5
Hotchkis & Wiley Capital Management
California
$400M
Name Holding Trade Value Shares
Change 		Shares
Change %
LIA
626
LS Investment Advisors
Michigan
$78K +$32.3K +472 +71%
WA
627
WFG Advisors
Texas
$61K +$14.5K +211 +31%
Manulife (Manufacturers Life Insurance)
628
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$57.4K +$1.61K +23,446 +3%
CGT
629
Capital Guardian Trust
California
$57K +$22.3K +325 +64%
ST
630
Smithfield Trust
Pennsylvania
$52K – – –
TWA
631
TCI Wealth Advisors
Arizona
$49K – – –
JAM
632
Jolley Asset Management
North Carolina
$45K – – –
DAM
633
Delta Asset Management
Tennessee
$44K – – –
PTC
634
Private Trust Company
Ohio
$42K +$4.37K +63 +12%
JFGIW
635
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$42K +$5.48K +80 +15%
HF
636
Hoxton Financial
West Virginia
$40K -$3.39K -49 -8%
FAM
637
Formidable Asset Management
Ohio
$40K +$40K +580 New
SSB
638
Sandy Spring Bank
Maryland
$32K – – –
MFBTD
639
MB Financial Bank - Trust Department
Illinois
$29K -$77.5K -1,111 -73%
ATC
640
Adirondack Trust Company
New York
$29K +$17.3K +250 +147%
PMFA
641
Plante Moran Financial Advisors
Michigan
$28K +$1.88K +27 +7%
Toronto Dominion Bank
642
Toronto Dominion Bank
Ontario, Canada
$27K +$27K +400 New
RA
643
Rational Advisors
New York
$25K – – –
HI
644
Hudock Inc
Pennsylvania
$24K – – –
MUMSS
645
Mitsubishi UFJ Morgan Stanley Securities
Japan
$21K -$33.6K -480 -62%
Group One Trading
646
Group One Trading
Illinois
$21K +$21K +300 New
Carson Wealth (CWM LLC)
647
Carson Wealth (CWM LLC)
Nebraska
$21K +$21K +307 New
CFSG
648
Community Financial Services Group
Vermont
$20K – – –
ST
649
Stifel Trust
Missouri
$17K – – –
LWA
650
Lenox Wealth Advisors
New York
$17K +$1.25K +18 +8%
24 25
26
27 28