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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
LIA
626
LS Investment Advisors
Michigan
$78K +$31.8K +472 +71%
WA
627
WFG Advisors
Texas
$61K +$14.2K +211 +31%
Manulife (Manufacturers Life Insurance)
628
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$57.4K +$1.58M +23,446 +3%
CGT
629
Capital Guardian Trust
California
$57K +$21.9K +325 +64%
ST
630
Smithfield Trust
Pennsylvania
$52K
TWA
631
TCI Wealth Advisors
Arizona
$49K
JAM
632
Jolley Asset Management
North Carolina
$45K
DAM
633
Delta Asset Management
Tennessee
$44K
PTC
634
Private Trust Company
Ohio
$42K +$4.24K +63 +12%
JFGIW
635
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$42K +$5.38K +80 +15%
HF
636
Hoxton Financial
West Virginia
$40K -$3.3K -49 -8%
FAM
637
Formidable Asset Management
Ohio
$40K +$39K +580 New
SSB
638
Sandy Spring Bank
Maryland
$32K
MFBTD
639
MB Financial Bank - Trust Department
Illinois
$29K -$74.7K -1,111 -73%
ATC
640
Adirondack Trust Company
New York
$29K +$16.8K +250 +147%
PMFA
641
Plante Moran Financial Advisors
Michigan
$28K +$1.82K +27 +7%
Toronto Dominion Bank
642
Toronto Dominion Bank
Ontario, Canada
$27K +$26.9K +400 New
RA
643
Rational Advisors
New York
$25K
HI
644
Hudock Inc
Pennsylvania
$24K
MUMSS
645
Mitsubishi UFJ Morgan Stanley Securities
Japan
$21K -$32.3K -480 -62%
Group One Trading
646
Group One Trading
Illinois
$21K +$20.2K +300 New
Carson Wealth (CWM LLC)
647
Carson Wealth (CWM LLC)
Nebraska
$21K +$20.7K +307 New
CFSG
648
Community Financial Services Group
Vermont
$20K
ST
649
Stifel Trust
Missouri
$17K
LWA
650
Lenox Wealth Advisors
New York
$17K +$1.21K +18 +8%

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.