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Capital One

856 hedge funds and large institutions have $20.7B invested in Capital One in 2020 Q1 according to their latest regulatory filings, with 81 funds opening new positions, 298 increasing their positions, 372 reducing their positions, and 179 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.09% more ownership

Funds ownership: 88.77%89.86% (+1.1%)

11% less funds holding

Funds holding: 965856 (-109)

20% less repeat investments, than reductions

Existing positions increased: 298 | Existing positions reduced: 372

34% less call options, than puts

Call options by funds: $159M | Put options by funds: $241M

51% less capital invested

Capital invested by funds: $42.5B → $20.7B (-$21.8B)

52% less funds holding in top 10

Funds holding in top 10: 2110 (-11)

55% less first-time investments, than exits

New positions opened: 81 | Existing positions closed: 179

Holders
856
Holders Change
-109
Holders Change %
-11.3%
% of All Funds
18.86%
Holding in Top 10
10
Holding in Top 10 Change
-11
Holding in Top 10 Change %
-52.38%
% of All Funds
0.22%
New
81
Increased
298
Reduced
372
Closed
179
Calls
$159M
Puts
$241M
Net Calls
-$81.7M
Net Calls Change
+$158M
Name Holding Trade Value Shares
Change
Change in
Stake
FWM
601
Frontier Wealth Management
Missouri
$255K +$2.29K +26 +0.5%
NFG
602
Next Financial Group
Texas
$254K
JCM
603
Jacobi Capital Management
Pennsylvania
$254K +$29.5K +336 +7%
SACTSONJ
604
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$252K
BCA
605
Bray Capital Advisors
Florida
$251K +$213K +2,425 +95%
DIA
606
Dana Investment Advisors
Wisconsin
$249K
AAM
607
Advisors Asset Management
Colorado
$248K +$94.6K +1,076 +28%
BAM
608
Blueshift Asset Management
New Jersey
$247K -$712K -8,095 -62%
DWT
609
Dorsey & Whitney Trust
South Dakota
$245K -$71.7K -816 -14%
PTP
610
Platform Technology Partners
New York
$245K +$6.68K +76 +2%
SLAM
611
Swiss Life Asset Management
$241K -$644K -7,320 -61%
TGAM
612
TBH Global Asset Management
Tennessee
$239K +$171K +1,940 +69%
TU
613
TDAM USA
Ontario, Canada
$237K -$35.2K -400 -8%
NDSI
614
Newman Dignan & Sheerar Inc
Rhode Island
$236K -$569K -6,475 -59%
CT
615
Columbia Trust
Oregon
$235K +$10.6K +120 +3%
APA
616
American Portfolios Advisors
New York
$234K -$11.2K -127 -3%
PCM
617
Parsons Capital Management
Rhode Island
$234K -$99.4K -1,130 -20%
PRC
618
Pearl River Capital
Michigan
$233K +$406K +4,615 New
FC
619
Fulcrum Capital
Washington
$232K
MYAM
620
Meiji Yasuda Asset Management
Japan
$230K -$411K -4,680 -51%
EWM
621
Evermay Wealth Management
Virginia
$230K -$161K -1,836 -29%
RCC
622
Red Cedar Capital
Nebraska
$227K
KOCAA
623
Knights of Columbus Asset Advisors
Connecticut
$227K +$396K +4,500 New
AWM
624
Altium Wealth Management
New York
$225K +$79.9K +909 +26%
P
625
Pitcairn
Pennsylvania
$224K -$207K -2,360 -35%

COF Hedge Fund Activity: Q1 2020 in Review

856 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2020, worth a combined $20.7B — down 51% from $42.5B a quarter earlier.

Sellers outnumbered buyers: 179 funds closed out of COF and 81 opened new positions — a net loss of 98 holders — while 372 trimmed existing stakes and 298 added.

The largest buyer was Fidelity Investments, adding an estimated $443M. The largest seller was Capital World Investors, cutting an estimated $564M.

  • 856 institutional investors held Capital One (COF) as of Q1 2020, down from 965 in Q4 2019.
  • Funds reported $20.7B of Capital One stock for Q1 2020, down 51% quarter-over-quarter.
  • 81 funds opened new Capital One positions in Q1 2020 and 179 closed out, a net change of -98 holders.
  • The largest Capital One buyer in Q1 2020 was Fidelity Investments, an estimated $443M added.
  • The largest Capital One seller in Q1 2020 was Capital World Investors, an estimated $564M sold.

Based on aggregated 13F filings for Q1 2020.