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Capital One

903 hedge funds and large institutions have $34.4B invested in Capital One in 2019 Q1 according to their latest regulatory filings, with 80 funds opening new positions, 328 increasing their positions, 358 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $31.6B → $34.4B (+$2.76B)

1.75% more ownership

Funds ownership: 88.75%90.51% (+1.8%)

8% less first-time investments, than exits

New positions opened: 80 | Existing positions closed: 87

8% less repeat investments, than reductions

Existing positions increased: 328 | Existing positions reduced: 358

2% less funds holding

Funds holding: 923903 (-20)

9% less funds holding in top 10

Funds holding in top 10: 2321 (-2)

47% less call options, than puts

Call options by funds: $125M | Put options by funds: $237M

Holders
903
Holders Change
-20
Holders Change %
-2.17%
% of All Funds
19.55%
Holding in Top 10
21
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8.7%
% of All Funds
0.45%
New
80
Increased
328
Reduced
358
Closed
87
Calls
$125M
Puts
$237M
Net Calls
-$112M
Net Calls Change
+$10.6M
Name Holding Trade Value Shares
Change
Change in
Stake
AW
601
ACG Wealth
Georgia
$496K +$109K +1,342 +28%
RIA
602
Realta Investment Advisors
Delaware
$488K +$490K +6,029 New
PA
603
Parallel Advisors
California
$485K +$54.9K +675 +13%
AA
604
ALPS Advisors
Colorado
$475K +$473K +5,815 New
PCM
605
Parsons Capital Management
Rhode Island
$473K -$10.2K -125 -2%
Holocene Advisors
606
Holocene Advisors
New York
$472K +$470K +5,778 New
VAM
607
Verity Asset Management
North Carolina
$469K +$56.3K +693 +14%
BSPF
608
British Steel Pension Fund
United Kingdom
$467K -$49.1K -604 -10%
FWM
609
Frontier Wealth Management
Missouri
$467K
MBT
610
Montecito Bank & Trust
California
$453K +$3.98K +49 +0.9%
MPPLM
611
Midwest Professional Planners Ltd (MPPL)
Wisconsin
$453K +$6.34K +78 +1%
VF
612
Virtu Financial
New York
$449K -$2.68K -33 -0.6%
IIM
613
Intact Investment Management
Quebec, Canada
$449K +$56.9K +700 +15%
MC
614
Moors & Cabot
Massachusetts
$446K +$118K +1,453 +36%
SHA
615
Seneca House Advisors
Virginia
$445K -$238K -2,923 -35%
OC
616
Oppenheimer & Co
New York
$444K -$267K -3,284 -38%
PVWM
617
Point View Wealth Management
New Jersey
$435K +$20.8K +256 +5%
DWT
618
Dorsey & Whitney Trust
South Dakota
$434K +$45.9K +565 +12%
LW
619
Linscomb Wealth
Texas
$434K +$104K +1,275 +32%
DPIM
620
Duff & Phelps Investment Management
Illinois
$431K +$36.6K +450 +9%
AL
621
Aspiriant LLC
California
$424K -$16.3K -200 -4%
LOAME
622
Lombard Odier Asset Management (Europe)
United Kingdom
$414K
CCG
623
Cypress Capital Group
Florida
$408K -$3.66K -45 -0.9%
CI
624
Cowen Inc
New York
$408K
SACTSONJ
625
Supplemental Annuity Collective Trust (SACT) of New Jersey
New Jersey
$408K

COF Hedge Fund Activity: Q1 2019 in Review

903 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2019, worth a combined $34.4B — up 8.7% from $31.6B a quarter earlier.

Sellers outnumbered buyers: 87 funds closed out of COF and 80 opened new positions — a net loss of 7 holders — while 358 trimmed existing stakes and 328 added.

The largest buyer was Dodge & Cox, adding an estimated $274M. The largest seller was AJO LP, cutting an estimated $197M.

  • 903 institutional investors held Capital One (COF) as of Q1 2019, down from 923 in Q4 2018.
  • Funds reported $34.4B of Capital One stock for Q1 2019, up 8.7% quarter-over-quarter.
  • 80 funds opened new Capital One positions in Q1 2019 and 87 closed out, a net change of -7 holders.
  • The largest Capital One buyer in Q1 2019 was Dodge & Cox, an estimated $274M added.
  • The largest Capital One seller in Q1 2019 was AJO LP, an estimated $197M sold.

Based on aggregated 13F filings for Q1 2019.