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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
SBH
601
Segall Bryant & Hamill
Illinois
$217K +$212K +3,155 New
FA
602
FDx Advisors
Illinois
$213K +$208K +3,095 New
Verition Fund Management
603
Verition Fund Management
Connecticut
$212K -$99K -1,471 -32%
BHBT
604
Burke & Herbert Bank & Trust
Virginia
$206K +$202K +3,000 New
CONA
605
Capital One National Association
New York
$202K +$197K +2,934 New
SAMC
606
Shinko Asset Management Company
Japan
$199K -$40.4K -600 -17%
RNS
607
Robert N. Shapiro
$185K +$1.01K +15 +0.6%
FFC
608
First Financial Corp
Indiana
$183K -$1.35K -20 -0.7%
SOAMC
609
Spirit of America Management Corp
New York
$172K
PSI
610
Pinnacle Summer Investments
Virginia
$153K -$1.08K -16 -0.7%
WA
611
WealthTrust-Arizona
Arizona
$144K -$34K -506 -19%
HR
612
Howe & Rusling
New York
$143K
HFM
613
Hartford Financial Management
Connecticut
$137K -$26.9K -400 -17%
PR
614
Payden & Rygel
California
$135K
S
615
SignatureFD
Georgia
$132K
FMLI
616
Fukoku Mutual Life Insurance
Japan
$131K
LFR
617
Lehman Financial Resources
Pennsylvania
$130K
Arrowstreet Capital
618
Arrowstreet Capital
Massachusetts
$128K -$51.3M -762,633 -100%
NES
619
New England Securities
New York
$117K +$46.8K +695 +69%
MFS
620
MSI Financial Services
Massachusetts
$112K -$92K -1,368 -46%
BBHC
621
Brown Brothers Harriman & Co
New York
$112K +$110K +1,630 New
AFC
622
AFT Forsyth & Company
Florida
$101K
IMS
623
Index Management Solutions
Pennsylvania
$99K +$96.8K +1,439 New
MCM
624
Manchester Capital Management
Vermont
$96K -$21.5K -320 -19%
JIC
625
Joel Isaacson & Co
New York
$96K +$79.7K +1,185 +572%

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.