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Capital One
COF

Overview Fund Activity

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M

Top Buyers

1
Capital World Investors
1
Capital World Investors
California
$1.43B
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$127M
3
Viking Global Investors
3
Viking Global Investors
Connecticut
$1.08B
4
UBS AM
4
UBS AM
Illinois
$194M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$1.12B

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$13.3M
2
SIG
2
Senator Investment Group
New York
$0
3
WRF
3
Waddell & Reed Financial
Kansas
$216M
4
Invesco
4
Invesco
Georgia
$125M
5
Hotchkis & Wiley Capital Management
5
Hotchkis & Wiley Capital Management
California
$400M
Name Holding Trade Value Shares
Change 		Shares
Change %
SBH
601
Segall Bryant & Hamill
Illinois
$217K +$217K +3,155 New
FA
602
FDx Advisors
Illinois
$213K +$213K +3,095 New
Verition Fund Management
603
Verition Fund Management
Connecticut
$212K -$101K -1,471 -32%
BHBT
604
Burke & Herbert Bank & Trust
Virginia
$206K +$206K +3,000 New
CONA
605
Capital One National Association
New York
$202K +$202K +2,934 New
SAMC
606
Shinko Asset Management Company
Japan
$199K -$41.2K -600 -17%
RNS
607
Robert N. Shapiro
$185K +$1.03K +15 +0.6%
FFC
608
First Financial Corp
Indiana
$183K -$1.37K -20 -0.7%
SOAMC
609
Spirit of America Management Corp
New York
$172K – – –
PSI
610
Pinnacle Summer Investments
Virginia
$153K -$1.1K -16 -0.7%
WA
611
WealthTrust-Arizona
Arizona
$144K -$34.9K -506 -19%
HR
612
Howe & Rusling
New York
$143K – – –
HFM
613
Hartford Financial Management
Connecticut
$137K -$27.4K -400 -17%
PR
614
Payden & Rygel
California
$135K – – –
S
615
SignatureFD
Georgia
$132K – – –
FMLI
616
Fukoku Mutual Life Insurance
Japan
$131K – – –
LFR
617
Lehman Financial Resources
Pennsylvania
$130K – – –
Arrowstreet Capital
618
Arrowstreet Capital
Massachusetts
$128K -$52.4M -762,633 -100%
NES
619
New England Securities
New York
$117K +$47.9K +695 +69%
MFS
620
MSI Financial Services
Massachusetts
$112K -$94.8K -1,368 -46%
BBHC
621
Brown Brothers Harriman & Co
New York
$112K +$112K +1,630 New
AFC
622
AFT Forsyth & Company
Florida
$101K – – –
IMS
623
Index Management Solutions
Pennsylvania
$99K +$99K +1,439 New
MCM
624
Manchester Capital Management
Vermont
$96K -$22K -320 -19%
JIC
625
Joel Isaacson & Co
New York
$96K +$81.7K +1,185 +572%
23 24
25
26 27