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Capital One

880 hedge funds and large institutions have $43.6B invested in Capital One in 2017 Q4 according to their latest regulatory filings, with 139 funds opening new positions, 301 increasing their positions, 310 reducing their positions, and 60 closing their positions.

New
Increased
Maintained
Reduced
Closed

132% more first-time investments, than exits

New positions opened: 139 | Existing positions closed: 60

35% more funds holding in top 10

Funds holding in top 10: 1723 (+6)

19% more capital invested

Capital invested by funds: $36.6B → $43.6B (+$7B)

9% more funds holding

Funds holding: 806880 (+74)

0.99% more ownership

Funds ownership: 89.43%90.42% (+0.99%)

3% less repeat investments, than reductions

Existing positions increased: 301 | Existing positions reduced: 310

15% less call options, than puts

Call options by funds: $413M | Put options by funds: $486M

Holders
880
Holders Change
+74
Holders Change %
+9.18%
% of All Funds
19.96%
Holding in Top 10
23
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+35.29%
% of All Funds
0.52%
New
139
Increased
301
Reduced
310
Closed
60
Calls
$413M
Puts
$486M
Net Calls
-$73.4M
Net Calls Change
+$85.4M
Name Holding Trade Value Shares
Change
Change in
Stake
PP
576
PagnatoKarp Partners
Virginia
$603K -$30.5K -334 -5%
FWM
577
Frontier Wealth Management
Missouri
$601K -$16.2K -177 -3%
SA
578
Sicart Associates
New York
$597K +$548K +6,000 New
GWM
579
Geneos Wealth Management
Colorado
$589K +$45.8K +502 +9%
YP
580
Yellowstone Partners
Idaho
$579K +$22.3K +244 +4%
GT
581
Greenleaf Trust
Michigan
$578K +$66.5K +729 +14%
CWM
582
Calamos Wealth Management
Illinois
$578K +$530K +5,803 New
LOAME
583
Lombard Odier Asset Management (Europe)
United Kingdom
$571K -$26.1K -286 -5%
EWM
584
Evermay Wealth Management
Virginia
$547K +$501K +5,490 New
BPCE
585
Bank Pictet & Cie (Europe)
Germany
$546K -$529K -5,793 -51%
KP
586
Keel Point
Alabama
$533K
DCM
587
Dynamic Capital Management
Jersey
$529K +$17.2K +188 +4%
SI
588
SII Investments
Wisconsin
$528K -$29.7K -325 -6%
DPIM
589
Duff & Phelps Investment Management
Illinois
$526K -$13.7K -150 -3%
RW
590
REDW Wealth
New Mexico
$523K
DWA
591
Douglass Winthrop Advisors
New York
$514K -$39.5K -433 -8%
CIBC World Market
592
CIBC World Market
Ontario, Canada
$513K +$34.4K +377 +8%
ONB
593
Old National Bancorp
Indiana
$509K +$91 +1 +0%
HCM
594
Highlander Capital Management
New Jersey
$508K -$329K -3,600 -41%
CCA
595
Checchi Capital Advisers
California
$506K +$140K +1,535 +43%
CANC
596
Culbertson A N & Co
Virginia
$502K +$159K +1,745 +53%
DWT
597
Dorsey & Whitney Trust
South Dakota
$500K -$259K -2,837 -36%
BA
598
Boston Advisors
Massachusetts
$499K -$138K -1,513 -23%
Grantham, Mayo, Van Otterloo & Co (GMO)
599
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$498K -$383K -4,200 -46%
CI
600
Cowen Inc
New York
$498K

COF Hedge Fund Activity: Q4 2017 in Review

880 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q4 2017, worth a combined $43.6B — up 19% from $36.6B a quarter earlier.

Buyers outnumbered sellers: 139 funds opened new COF positions and 60 closed out — a net gain of 79 holders — while 301 added to existing stakes and 310 trimmed.

The largest buyer was Wellington Management Group, adding an estimated $263M. The largest seller was Goldman Sachs, cutting an estimated $160M.

  • 880 institutional investors held Capital One (COF) as of Q4 2017, up from 806 in Q3 2017.
  • Funds reported $43.6B of Capital One stock for Q4 2017, up 19% quarter-over-quarter.
  • 139 funds opened new Capital One positions in Q4 2017 and 60 closed out, a net change of +79 holders.
  • The largest Capital One buyer in Q4 2017 was Wellington Management Group, an estimated $263M added.
  • The largest Capital One seller in Q4 2017 was Goldman Sachs, an estimated $160M sold.

Based on aggregated 13F filings for Q4 2017.