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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
HHGA
551
Halbert Hargrove Global Advisors
California
$392K -$5.32K -79 -1%
ECM
552
Endex Capital Management
Kansas
$392K
PG
553
PEAK6 Group
Illinois
$385K +$27.9K +414 +4%
OIA
554
Optimum Investment Advisors
Illinois
$379K +$371K +5,510 New
GT
555
Glenmede Trust
Pennsylvania
$377K +$6.79K +101 +2%
AWS
556
Aris Wealth Services
Pennsylvania
$377K +$32K +475 +9%
P
557
Pitcairn
Pennsylvania
$374K -$10.6K -157 -3%
PP
558
Palladium Partners
Virginia
$373K
EMG
559
Ellington Management Group
Connecticut
$371K +$363K +5,400 New
EA
560
Emerald Advisers
Pennsylvania
$369K +$67.5K +1,003 +23%
NB
561
Norinchukin Bank
Japan
$368K +$115K +1,702 +47%
MCM
562
Murphy Capital Management
New Jersey
$367K +$360K +5,350 New
PLFAM
563
Pineno Levin & Ford Asset Management
Virginia
$363K +$67 +1 +0%
William Blair & Company
564
William Blair & Company
Illinois
$362K +$32.3K +480 +10%
TTWM
565
TCV Trust & Wealth Management
Virginia
$359K -$315K -4,675 -47%
PCM
566
Prelude Capital Management
New York
$359K +$202K +3,002 +135%
FNT
567
First National Trust
Pennsylvania
$356K -$2.57M -38,192 -88%
CIBC World Market
568
CIBC World Market
Ontario, Canada
$348K +$98.4K +1,463 +41%
CI
569
Cowen Inc
New York
$347K
WTNA
570
Wilmington Trust National Association
Delaware
$336K -$129K -1,914 -28%
LTFS
571
Ladenburg Thalmann Financial Services
Florida
$325K +$46.3K +688 +17%
GIS
572
Guardian Investor Services
New York
$322K -$3.36K -50 -1%
ICAS
573
Investors Capital Advisory Services
Massachusetts
$321K +$314K +4,671 New
FANJ
574
Financial Architects (New Jersey)
New Jersey
$317K
SC
575
Schulhoff & Co
Ohio
$317K

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.