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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
B
526
BancorpSouth
Mississippi
$567K -$14.5K -216 -3%
Envestnet Asset Management
527
Envestnet Asset Management
Illinois
$555K +$97.2K +1,444 +22%
AC
528
Avenir Corporation
Virginia
$550K
LNWWM
529
Laird Norton Wetherby Wealth Management
California
$543K +$12.3K +183 +2%
MFIMFI
530
Mesirow Financial Investment Management - Fixed Income
Illinois
$538K -$413K -6,140 -44%
CIC
531
Crawford Investment Counsel
Georgia
$536K
Bank of Nova Scotia
532
Bank of Nova Scotia
Ontario, Canada
$517K -$44.4K -660 -8%
TSW
533
Thompson Siegel & Walmsley
Virginia
$512K +$67.3K +1,000 +16%
MC
534
Menta Capital
California
$509K +$498K +7,400 New
Janney Montgomery Scott
535
Janney Montgomery Scott
Pennsylvania
$509K +$498K +7,400 New
GLI
536
Guardian Life Insurance
New York
$483K +$1.61K +24 +0.3%
DADC
537
D.A. Davidson & Co
Montana
$480K +$24.4K +362 +5%
MA
538
MUFG Americas
New York
$469K -$3.82M -56,788 -89%
AP
539
Advisor Partners
California
$467K +$9.15K +136 +2%
M&T Bank
540
M&T Bank
New York
$464K -$35.5K -527 -7%
HT
541
HighTower Trust
Texas
$460K +$60K +892 +15%
Diamond Hill Capital Management
542
Diamond Hill Capital Management
Ohio
$459K +$114K +1,690 +34%
Bessemer Group
543
Bessemer Group
New Jersey
$456K -$2.62K -39 -0.6%
BAM
544
Burnham Asset Management
New York
$455K +$446K +6,626 New
MVA
545
Mount Vernon Associates
Maryland
$430K -$60.6K -900 -13%
TCB
546
Texas Capital Bancshares
Texas
$418K -$37.4K -556 -8%
HTC
547
Haverford Trust Company
Pennsylvania
$412K +$404K +6,000 New
IRS
548
Invictus RG (Singapore)
Singapore
$411K +$345K +5,133 +607%
ACM
549
Aviance Capital Management
Florida
$404K +$13.5K +201 +4%
BCM
550
Bluefin Capital Management
New York
$400K +$366K +5,433 New

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.