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Capital One

1,008 hedge funds and large institutions have $33.3B invested in Capital One in 2023 Q3 according to their latest regulatory filings, with 96 funds opening new positions, 320 increasing their positions, 405 reducing their positions, and 92 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 92

1% less funds holding

Funds holding: 1,0171,008 (-9)

1.16% less ownership

Funds ownership: 91.06%89.9% (-1.2%)

12% less capital invested

Capital invested by funds: $38B → $33.3B (-$4.7B)

20% less funds holding in top 10

Funds holding in top 10: 1512 (-3)

20% less call options, than puts

Call options by funds: $557M | Put options by funds: $698M

21% less repeat investments, than reductions

Existing positions increased: 320 | Existing positions reduced: 405

Holders
1,008
Holders Change
-9
Holders Change %
-0.88%
% of All Funds
16%
Holding in Top 10
12
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-20%
% of All Funds
0.19%
New
96
Increased
320
Reduced
405
Closed
92
Calls
$557M
Puts
$698M
Net Calls
-$141M
Net Calls Change
+$16.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Newport Trust Company
26
Newport Trust Company
District of Columbia
$300M -$729K -6,820 -0.2%
ClearBridge Investments
27
ClearBridge Investments
New York
$288M -$8.01M -74,934 -2%
Legal & General Group
28
Legal & General Group
United Kingdom
$263M -$3.86M -36,091 -1%
Goldman Sachs
29
Goldman Sachs
New York
$259M +$69.9M +653,969 +33%
PI
30
Putnam Investments
Massachusetts
$247M -$2.93M -27,368 -1%
Charles Schwab
31
Charles Schwab
California
$242M +$4.34M +40,585 +2%
VOYA Investment Management
32
VOYA Investment Management
Georgia
$227M +$5.27M +49,310 +2%
LSV Asset Management
33
LSV Asset Management
Illinois
$191M -$33.1M -309,440 -14%
First Trust Advisors
34
First Trust Advisors
Illinois
$183M +$12.1M +113,229 +6%
UBS AM
35
UBS AM
Illinois
$151M -$20M -186,890 -11%
Janus Henderson Group
36
Janus Henderson Group
United Kingdom
$120M +$3.95M +36,965 +3%
Swiss National Bank
37
Swiss National Bank
Switzerland
$119M -$16.4M -153,200 -11%
Barclays
38
Barclays
United Kingdom
$117M +$22.9M +214,143 +22%
Wellington Management Group
39
Wellington Management Group
Massachusetts
$115M +$34.6M +324,095 +38%
Point72 Asset Management
40
Point72 Asset Management
Connecticut
$106M -$28.7M -268,684 -20%
T. Rowe Price Associates
41
T. Rowe Price Associates
Maryland
$103M -$15.8M -147,851 -12%
Robeco Institutional Asset Management
42
Robeco Institutional Asset Management
Netherlands
$98.2M +$23.9M +223,980 +28%
Hotchkis & Wiley Capital Management
43
Hotchkis & Wiley Capital Management
California
$97.6M -$3.72M -34,776 -3%
Sumitomo Mitsui Trust Group
44
Sumitomo Mitsui Trust Group
Japan
$96.4M +$6.13M +57,339 +6%
Wells Fargo
45
Wells Fargo
California
$92.5M -$2.5M -23,369 -2%
Arrowstreet Capital
46
Arrowstreet Capital
Massachusetts
$89.5M +$31.8M +297,295 +48%
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$86.3M +$10.7M +100,394 +13%
A
48
AustralianSuper
Australia
$86M +$5.72M +53,534 +6%
SSM
49
Sound Shore Management
Connecticut
$84.1M -$357K -3,340 -0.4%
Federated Hermes
50
Federated Hermes
Pennsylvania
$83.7M +$5.47M +51,169 +6%

COF Hedge Fund Activity: Q3 2023 in Review

1,008 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2023, worth a combined $33.3B — down 12% from $38B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new COF positions and 92 closed out — a net gain of 4 holders — while 320 added to existing stakes and 405 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $265M. The largest seller was Dodge & Cox, cutting an estimated $675M.

  • 1,008 institutional investors held Capital One (COF) as of Q3 2023, down from 1,017 in Q2 2023.
  • Funds reported $33.3B of Capital One stock for Q3 2023, down 12% quarter-over-quarter.
  • 96 funds opened new Capital One positions in Q3 2023 and 92 closed out, a net change of +4 holders.
  • The largest Capital One buyer in Q3 2023 was Capital Research Global Investors, an estimated $265M added.
  • The largest Capital One seller in Q3 2023 was Dodge & Cox, an estimated $675M sold.

Based on aggregated 13F filings for Q3 2023.