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Capital One

856 hedge funds and large institutions have $20.7B invested in Capital One in 2020 Q1 according to their latest regulatory filings, with 81 funds opening new positions, 298 increasing their positions, 372 reducing their positions, and 179 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.09% more ownership

Funds ownership: 88.77%89.86% (+1.1%)

11% less funds holding

Funds holding: 965856 (-109)

20% less repeat investments, than reductions

Existing positions increased: 298 | Existing positions reduced: 372

34% less call options, than puts

Call options by funds: $159M | Put options by funds: $241M

51% less capital invested

Capital invested by funds: $42.5B → $20.7B (-$21.8B)

52% less funds holding in top 10

Funds holding in top 10: 2110 (-11)

55% less first-time investments, than exits

New positions opened: 81 | Existing positions closed: 179

Holders
856
Holders Change
-109
Holders Change %
-11.3%
% of All Funds
18.86%
Holding in Top 10
10
Holding in Top 10 Change
-11
Holding in Top 10 Change %
-52.38%
% of All Funds
0.22%
New
81
Increased
298
Reduced
372
Closed
179
Calls
$159M
Puts
$241M
Net Calls
-$81.7M
Net Calls Change
+$158M
Name Holding Trade Value Shares
Change
Change in
Stake
T. Rowe Price Associates
26
T. Rowe Price Associates
Maryland
$150M -$143M -1,627,247 -35%
N
27
Nuveen
North Carolina
$143M +$1.09M +12,391 +0.4%
Adage Capital Partners
28
Adage Capital Partners
Massachusetts
$119M +$125M +1,423,895 +151%
Wellington Management Group
29
Wellington Management Group
Massachusetts
$117M +$56.9M +647,048 +39%
AQR Capital Management
30
AQR Capital Management
Connecticut
$114M -$20.5M -232,786 -9%
Sumitomo Mitsui Trust Group
31
Sumitomo Mitsui Trust Group
Japan
$112M +$23.1M +262,651 +13%
Goldman Sachs
32
Goldman Sachs
New York
$111M -$74M -841,307 -28%
Prudential Financial
33
Prudential Financial
New Jersey
$108M -$16.9M -192,150 -8%
APG Asset Management
34
APG Asset Management
Netherlands
$108M -$86.9M -988,938 -32%
UBS AM
35
UBS AM
Illinois
$103M +$7.02M +79,791 +4%
DC
36
Davenport & Co
Virginia
$99.6M -$1.92M -21,835 -1%
PPA
37
Parametric Portfolio Associates
Washington
$99.4M -$15.7M -179,070 -8%
First Manhattan
38
First Manhattan
New York
$93.5M +$84.7M +963,319 +108%
PI
39
Putnam Investments
Massachusetts
$91.3M -$2.15M -24,399 -1%
AP
40
Antipodes Partners
Australia
$79.8M +$29.7M +338,322 +27%
Truist Financial
41
Truist Financial
North Carolina
$79M -$3.78M -43,013 -3%
Wells Fargo
42
Wells Fargo
California
$73.9M +$13.5M +153,975 +12%
Morgan Stanley
43
Morgan Stanley
New York
$69.6M -$23M -261,172 -16%
TIM
44
Thornburg Investment Management
New Mexico
$67.5M +$2.83M +32,237 +2%
AllianceBernstein
45
AllianceBernstein
Tennessee
$62.2M -$43.9M -499,261 -29%
SSM
46
Sound Shore Management
Connecticut
$60.6M -$57.2M -650,647 -35%
New York State Common Retirement Fund
47
New York State Common Retirement Fund
New York
$59.4M +$1.15M +13,100 +1%
Fisher Asset Management
48
Fisher Asset Management
Washington
$58.2M -$3.38M -38,457 -3%
Point72 Asset Management
49
Point72 Asset Management
Connecticut
$56.6M +$30.3M +344,853 +44%
PAM
50
Panagora Asset Management
Massachusetts
$56.1M -$59.4M -676,129 -38%

COF Hedge Fund Activity: Q1 2020 in Review

856 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2020, worth a combined $20.7B — down 51% from $42.5B a quarter earlier.

Sellers outnumbered buyers: 179 funds closed out of COF and 81 opened new positions — a net loss of 98 holders — while 372 trimmed existing stakes and 298 added.

The largest buyer was Fidelity Investments, adding an estimated $443M. The largest seller was Capital World Investors, cutting an estimated $564M.

  • 856 institutional investors held Capital One (COF) as of Q1 2020, down from 965 in Q4 2019.
  • Funds reported $20.7B of Capital One stock for Q1 2020, down 51% quarter-over-quarter.
  • 81 funds opened new Capital One positions in Q1 2020 and 179 closed out, a net change of -98 holders.
  • The largest Capital One buyer in Q1 2020 was Fidelity Investments, an estimated $443M added.
  • The largest Capital One seller in Q1 2020 was Capital World Investors, an estimated $564M sold.

Based on aggregated 13F filings for Q1 2020.