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Capital One

903 hedge funds and large institutions have $34.4B invested in Capital One in 2019 Q1 according to their latest regulatory filings, with 80 funds opening new positions, 328 increasing their positions, 358 reducing their positions, and 87 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% more capital invested

Capital invested by funds: $31.6B → $34.4B (+$2.76B)

1.75% more ownership

Funds ownership: 88.75%90.51% (+1.8%)

8% less first-time investments, than exits

New positions opened: 80 | Existing positions closed: 87

8% less repeat investments, than reductions

Existing positions increased: 328 | Existing positions reduced: 358

2% less funds holding

Funds holding: 923903 (-20)

9% less funds holding in top 10

Funds holding in top 10: 2321 (-2)

47% less call options, than puts

Call options by funds: $125M | Put options by funds: $237M

Holders
903
Holders Change
-20
Holders Change %
-2.17%
% of All Funds
19.55%
Holding in Top 10
21
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-8.7%
% of All Funds
0.45%
New
80
Increased
328
Reduced
358
Closed
87
Calls
$125M
Puts
$237M
Net Calls
-$112M
Net Calls Change
+$10.6M
Name Holding Trade Value Shares
Change
Change in
Stake
Point72 Asset Management
26
Point72 Asset Management
Connecticut
$220M +$57.1M +702,550 +35%
Prudential Financial
27
Prudential Financial
New Jersey
$196M -$8M -98,399 -4%
Goldman Sachs
28
Goldman Sachs
New York
$189M +$905K +11,135 +0.5%
PAM
29
Panagora Asset Management
Massachusetts
$189M -$2.8M -34,409 -1%
SSM
30
Sound Shore Management
Connecticut
$189M +$17.5M +215,450 +10%
UBS AM
31
UBS AM
Illinois
$183M +$25.8M +318,030 +17%
Wellington Management Group
32
Wellington Management Group
Massachusetts
$182M +$23.5M +289,560 +15%
Millennium Management
33
Millennium Management
New York
$181M +$11.7M +143,765 +7%
APG Asset Management
34
APG Asset Management
Netherlands
$172M +$21.1M +260,100 +12%
DC
35
Davenport & Co
Virginia
$168M -$4.94M -60,834 -3%
PPA
36
Parametric Portfolio Associates
Washington
$163M +$5.04M +62,063 +3%
Invesco
37
Invesco
Georgia
$158M -$21.9M -269,761 -12%
TIM
38
Thornburg Investment Management
New Mexico
$157M +$15.5M +191,205 +11%
TCIM
39
TIAA CREF Investment Management
New York
$154M +$27.2M +334,868 +22%
PI
40
Putnam Investments
Massachusetts
$154M +$7.88M +96,943 +5%
Sumitomo Mitsui Trust Group
41
Sumitomo Mitsui Trust Group
Japan
$149M -$9.67M -119,043 -6%
EIP
42
Epoch Investment Partners
New York
$132M -$3.87M -47,676 -3%
Bank of Montreal
43
Bank of Montreal
Ontario, Canada
$125M -$37.9M -465,975 -23%
T. Rowe Price Associates
44
T. Rowe Price Associates
Maryland
$124M +$4.2M +51,694 +4%
New York State Common Retirement Fund
45
New York State Common Retirement Fund
New York
$116M -$15.5M -190,618 -12%
Deutsche Bank
46
Deutsche Bank
Germany
$116M -$48M -590,613 -29%
TD Asset Management
47
TD Asset Management
Ontario, Canada
$116M +$7.1M +87,376 +7%
Royal Bank of Canada
48
Royal Bank of Canada
Ontario, Canada
$115M +$86.3K +1,062 +0.1%
Morgan Stanley
49
Morgan Stanley
New York
$112M -$30.4M -373,649 -21%
CIBC Private Wealth Group
50
CIBC Private Wealth Group
Georgia
$112M +$26.8M +329,936 +32%

COF Hedge Fund Activity: Q1 2019 in Review

903 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2019, worth a combined $34.4B — up 8.7% from $31.6B a quarter earlier.

Sellers outnumbered buyers: 87 funds closed out of COF and 80 opened new positions — a net loss of 7 holders — while 358 trimmed existing stakes and 328 added.

The largest buyer was Dodge & Cox, adding an estimated $274M. The largest seller was AJO LP, cutting an estimated $197M.

  • 903 institutional investors held Capital One (COF) as of Q1 2019, down from 923 in Q4 2018.
  • Funds reported $34.4B of Capital One stock for Q1 2019, up 8.7% quarter-over-quarter.
  • 80 funds opened new Capital One positions in Q1 2019 and 87 closed out, a net change of -7 holders.
  • The largest Capital One buyer in Q1 2019 was Dodge & Cox, an estimated $274M added.
  • The largest Capital One seller in Q1 2019 was AJO LP, an estimated $197M sold.

Based on aggregated 13F filings for Q1 2019.