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Capital One

826 hedge funds and large institutions have $37.3B invested in Capital One in 2017 Q1 according to their latest regulatory filings, with 84 funds opening new positions, 279 increasing their positions, 332 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more first-time investments, than exits

New positions opened: 84 | Existing positions closed: 72

0% more funds holding

Funds holding: 825826 (+1)

0.53% less ownership

Funds ownership: 89.68%89.14% (-0.53%)

1% less capital invested

Capital invested by funds: $37.7B → $37.3B (-$424M)

12% less call options, than puts

Call options by funds: $342M | Put options by funds: $389M

16% less repeat investments, than reductions

Existing positions increased: 279 | Existing positions reduced: 332

26% less funds holding in top 10

Funds holding in top 10: 2720 (-7)

Holders
826
Holders Change
+1
Holders Change %
+0.12%
% of All Funds
20.56%
Holding in Top 10
20
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-25.93%
% of All Funds
0.5%
New
84
Increased
279
Reduced
332
Closed
72
Calls
$342M
Puts
$389M
Net Calls
-$47M
Net Calls Change
+$86.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Pzena Investment Management
26
Pzena Investment Management
New York
$273M +$8.51M +95,565 +3%
DC
27
Davenport & Co
Virginia
$254M -$508K -5,703 -0.2%
Legal & General Group
28
Legal & General Group
United Kingdom
$214M +$8.17M +91,682 +4%
Prudential Financial
29
Prudential Financial
New Jersey
$201M +$107M +1,197,860 +107%
SSM
30
Sound Shore Management
Connecticut
$200M +$9.39M +105,377 +5%
Morgan Stanley
31
Morgan Stanley
New York
$183M -$113M -1,262,804 -37%
Bank of America
32
Bank of America
North Carolina
$183M -$1.88M -21,066 -1%
Charles Schwab
33
Charles Schwab
California
$178M -$4.35M -48,846 -2%
Wells Fargo
34
Wells Fargo
California
$167M -$11.2M -125,489 -6%
TCIM
35
TIAA CREF Investment Management
New York
$142M +$36.4M +408,909 +33%
UBS AM
36
UBS AM
Illinois
$142M +$17M +190,633 +13%
RCG
37
Ruane, Cunniff & Goldfarb
New York
$140M +$37.4M +419,813 +35%
GC
38
GMT Capital
Georgia
$136M -$13.4M -150,500 -9%
New York State Common Retirement Fund
39
New York State Common Retirement Fund
New York
$132M -$6.01M -67,499 -4%
PI
40
Putnam Investments
Massachusetts
$123M -$4.41M -49,539 -3%
California Public Employees Retirement System
41
California Public Employees Retirement System
California
$120M -$196K -2,200 -0.2%
Russell Investments Group
42
Russell Investments Group
United Kingdom
$119M +$9.65M +108,327 +9%
Sumitomo Mitsui Trust Group
43
Sumitomo Mitsui Trust Group
Japan
$118M -$7.83M -87,910 -6%
Fisher Asset Management
44
Fisher Asset Management
Washington
$114M -$2.83M -31,814 -2%
Manulife (Manufacturers Life Insurance)
45
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$112M +$12.1M +135,842 +12%
Invesco
46
Invesco
Georgia
$107M +$38.1M +428,004 +53%
Nordea Investment Management
47
Nordea Investment Management
Sweden
$95.6M -$8.96M -100,577 -8%
Teacher Retirement System of Texas
48
Teacher Retirement System of Texas
Texas
$95.1M +$2.11M +23,648 +2%
TIM
49
Thornburg Investment Management
New Mexico
$94.6M +$3.94M +44,265 +4%
CIP
50
Cornerstone Investment Partners
Georgia
$93.3M -$10.9M -122,424 -10%

COF Hedge Fund Activity: Q1 2017 in Review

826 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q1 2017, worth a combined $37.3B — down 1.1% from $37.7B a quarter earlier.

Buyers outnumbered sellers: 84 funds opened new COF positions and 72 closed out — a net gain of 12 holders — while 279 added to existing stakes and 332 trimmed.

The largest buyer was BlackRock, adding an estimated $2.7B. The largest seller was Fidelity Investments, cutting an estimated $202M.

  • 826 institutional investors held Capital One (COF) as of Q1 2017, up from 825 in Q4 2016.
  • Funds reported $37.3B of Capital One stock for Q1 2017, down 1.1% quarter-over-quarter.
  • 84 funds opened new Capital One positions in Q1 2017 and 72 closed out, a net change of +12 holders.
  • The largest Capital One buyer in Q1 2017 was BlackRock, an estimated $2.7B added.
  • The largest Capital One seller in Q1 2017 was Fidelity Investments, an estimated $202M sold.

Based on aggregated 13F filings for Q1 2017.