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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
$242M -$28.7M -426,680 -11%
Norges Bank
27
Norges Bank
Norway
$231M +$2.99M +44,451 +1%
WRF
28
Waddell & Reed Financial
Kansas
$216M -$80.9M -1,203,070 -28%
Wells Fargo
29
Wells Fargo
California
$214M +$6.74M +100,127 +3%
BTS
30
BB&T Securities
Virginia
$213M +$2.66M +39,506 +15%
LSV Asset Management
31
LSV Asset Management
Illinois
$211M -$459K -6,820 -0.2%
BA
32
BlackRock Advisors
Delaware
$208M +$3.79M +56,343 +2%
UBS AM
33
UBS AM
Illinois
$194M +$67.8M +1,007,498 +55%
RFC
34
Russell Frank Company
Washington
$186M -$46.3M -688,177 -20%
Schroder Investment Management Group
35
Schroder Investment Management Group
United Kingdom
$181M +$5.98M +88,811 +3%
OTPPB
36
Ontario Teachers' Pension Plan Board
Ontario, Canada
$181M -$16.2M -240,235 -8%
GC
37
GMT Capital
Georgia
$175M
Legal & General Group
38
Legal & General Group
United Kingdom
$165M -$272K -4,042 -0.2%
PI
39
Putnam Investments
Massachusetts
$163M +$495K +7,359 +0.3%
NIMC
40
NWQ Investment Management Company
California
$159M -$27.9M -414,297 -15%
Morgan Stanley
41
Morgan Stanley
New York
$158M +$5.51M +81,958 +4%
IGIM
42
I.G. Investment Management
Manitoba, Canada
$156M +$2.85M +42,403 +2%
Robeco Institutional Asset Management
43
Robeco Institutional Asset Management
Netherlands
$155M +$3.88M +57,632 +3%
Bank of America
44
Bank of America
North Carolina
$151M -$25.3M -376,013 -15%
Victory Capital Management
45
Victory Capital Management
Texas
$149M +$146M +2,163,694 New
SSM
46
Sound Shore Management
Connecticut
$142M -$21.1M -314,176 -13%
TCIM
47
TIAA CREF Investment Management
New York
$137M -$18.6M -276,511 -12%
EIP
48
Epoch Investment Partners
New York
$137M -$1.28M -19,048 -0.9%
BIM
49
BlackRock Investment Management
Delaware
$134M -$2.86M -42,571 -2%
CS
50
Credit Suisse
Switzerland
$134M -$2.01M -29,861 -2%

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.