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Capital One

1,008 hedge funds and large institutions have $33.3B invested in Capital One in 2023 Q3 according to their latest regulatory filings, with 96 funds opening new positions, 320 increasing their positions, 405 reducing their positions, and 92 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more first-time investments, than exits

New positions opened: 96 | Existing positions closed: 92

1% less funds holding

Funds holding: 1,0171,008 (-9)

1.16% less ownership

Funds ownership: 91.06%89.9% (-1.2%)

12% less capital invested

Capital invested by funds: $38B → $33.3B (-$4.7B)

20% less funds holding in top 10

Funds holding in top 10: 1512 (-3)

20% less call options, than puts

Call options by funds: $557M | Put options by funds: $698M

21% less repeat investments, than reductions

Existing positions increased: 320 | Existing positions reduced: 405

Holders
1,008
Holders Change
-9
Holders Change %
-0.88%
% of All Funds
16%
Holding in Top 10
12
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-20%
% of All Funds
0.19%
New
96
Increased
320
Reduced
405
Closed
92
Calls
$557M
Puts
$698M
Net Calls
-$141M
Net Calls Change
+$16.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Assenagon Asset Management
376
Assenagon Asset Management
Luxembourg
$1.7M +$962K +9,002 +106%
DA
377
Duality Advisers
Florida
$1.67M +$1.84M +17,258 New
FGAM
378
Financial Gravity Asset Management
Texas
$1.67M +$94.2K +881 +537%
JFG
379
Jefferies Financial Group
New York
$1.67M -$2.84M -26,541 -61%
CF
380
Cantor Fitzgerald
New York
$1.65M -$203K -1,900 -10%
TIAA Trust, National Association
381
TIAA Trust, National Association
North Carolina
$1.64M +$1.8M +16,850 New
CIBC Private Wealth Group
382
CIBC Private Wealth Group
Georgia
$1.64M -$719K -6,725 -29%
LCM
383
Legato Capital Management
California
$1.63M
CCB
384
Country Club Bank
Missouri
$1.62M -$4.08M -38,186 -70%
Wealth Enhancement Advisory Services
385
Wealth Enhancement Advisory Services
Minnesota
$1.61M +$1.77M +16,589 New
MGP
386
Metis Global Partners
California
$1.6M +$265K +2,479 +18%
PA
387
Pinnacle Associates
New York
$1.6M -$67.3K -630 -4%
VNA
388
Valley National Advisers
Pennsylvania
$1.6M -$51.2K -479 -3%
Two Sigma Investments
389
Two Sigma Investments
New York
$1.57M
CIBC World Market
390
CIBC World Market
Ontario, Canada
$1.57M +$37.4K +350 +2%
Rockefeller Capital Management
391
Rockefeller Capital Management
New York
$1.55M -$507K -4,740 -23%
MLICM
392
Metropolitan Life Insurance Company (MetLife)
New York
$1.53M -$91.6K -857 -5%
FA
393
FDx Advisors
Illinois
$1.51M -$264K -2,469 -14%
NA
394
NewEdge Advisors
Louisiana
$1.5M +$207K +1,934 +14%
QC
395
Quadrature Capital
United Kingdom
$1.5M +$1.14M +10,669 +225%
G
396
GenTrust
Florida
$1.49M
HCCM
397
Hudson Canyon Capital Management
New York
$1.49M
CA
398
Cornerstone Advisors
North Carolina
$1.48M +$1.64M +15,300 New
VIM
399
Vista Investment Management
Pennsylvania
$1.47M +$10K +94 +0.6%
LCM
400
Landscape Capital Management
New Jersey
$1.46M

COF Hedge Fund Activity: Q3 2023 in Review

1,008 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2023, worth a combined $33.3B — down 12% from $38B a quarter earlier.

Buyers outnumbered sellers: 96 funds opened new COF positions and 92 closed out — a net gain of 4 holders — while 320 added to existing stakes and 405 trimmed.

The largest buyer was Capital Research Global Investors, adding an estimated $265M. The largest seller was Dodge & Cox, cutting an estimated $675M.

  • 1,008 institutional investors held Capital One (COF) as of Q3 2023, down from 1,017 in Q2 2023.
  • Funds reported $33.3B of Capital One stock for Q3 2023, down 12% quarter-over-quarter.
  • 96 funds opened new Capital One positions in Q3 2023 and 92 closed out, a net change of +4 holders.
  • The largest Capital One buyer in Q3 2023 was Capital Research Global Investors, an estimated $265M added.
  • The largest Capital One seller in Q3 2023 was Dodge & Cox, an estimated $675M sold.

Based on aggregated 13F filings for Q3 2023.