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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
CIBC Asset Management
326
CIBC Asset Management
Ontario, Canada
$4.25M +$179K +2,664 +5%
EAM
327
EULAV Asset Management
Florida
$4.22M -$40.4K -600 -1%
AAM
328
Aberdeen Asset Management
United Kingdom
$4.21M -$295K -4,390 -7%
PI
329
Placemark Investments
Illinois
$4.13M -$408K -6,071 -9%
HAI
330
Hennessy Advisors Inc
California
$4.12M +$807K +12,000 +25%
WT
331
Wilmington Trust
Delaware
$4.12M -$251K -3,730 -6%
SM
332
Stratton Management
Pennsylvania
$4.08M +$352K +5,225 +10%
RFC
333
Regions Financial Corp
Alabama
$4.08M +$608K +9,033 +18%
GACM
334
Green Arrow Capital Management
New York
$4.07M +$1.52M +22,652 +62%
KBC Group
335
KBC Group
Belgium
$4M -$196K -2,920 -5%
BSPF
336
British Steel Pension Fund
United Kingdom
$3.88M -$241K -3,575 -6%
NLI
337
Nippon Life Insurance
Japan
$3.87M +$785K +11,664 +26%
CBB
338
Citizens Business Bank
California
$3.82M +$2.67M +39,672 +250%
PPCM
339
Pillar Pacific Capital Management
California
$3.77M +$14.8K +220 +0.4%
WBC
340
Westpac Banking Corp
Australia
$3.76M -$3.58M -53,210 -49%
MCC
341
Mid Continent Capital
Illinois
$3.75M +$3.36K +50 +0.1%
WRM
342
Weybosset Research & Management
Rhode Island
$3.67M -$37.1K -552 -1%
GIM
343
Gyrus Investment Management
Ontario, Canada
$3.64M +$23.5K +350 +0.7%
SAM
344
Securian Asset Management
Minnesota
$3.63M +$25.9K +385 +0.7%
WC
345
Wexford Capital
Florida
$3.63M -$8.54M -126,955 -71%
MC
346
Muhlenkamp & Co
Pennsylvania
$3.57M +$3.49M +51,885 New
JMPWA
347
JP Morgan Private Wealth Advisors
California
$3.49M +$180K +2,682 +6%
MAM
348
Mizuho Asset Management
Japan
$3.49M -$174K -2,584 -5%
NAP
349
New Amsterdam Partners
New York
$3.45M -$13.8M -204,393 -80%
JG
350
Jefferies Group
New York
$3.45M +$882K +13,110 +35%

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.