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Capital One

679 hedge funds and large institutions have $36B invested in Capital One in 2013 Q3 according to their latest regulatory filings, with 76 funds opening new positions, 231 increasing their positions, 279 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

90% more first-time investments, than exits

New positions opened: 76 | Existing positions closed: 40

9% more capital invested

Capital invested by funds: $33B → $36B (+$3B)

5% more funds holding

Funds holding: 647679 (+32)

8% more call options, than puts

Call options by funds: $330M | Put options by funds: $306M

0.77% less ownership

Funds ownership: 89.86%89.08% (-0.77%)

9% less funds holding in top 10

Funds holding in top 10: 3330 (-3)

17% less repeat investments, than reductions

Existing positions increased: 231 | Existing positions reduced: 279

Holders
679
Holders Change
+32
Holders Change %
+4.95%
% of All Funds
22.02%
Holding in Top 10
30
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-9.09%
% of All Funds
0.97%
New
76
Increased
231
Reduced
279
Closed
40
Calls
$330M
Puts
$306M
Net Calls
+$23.5M
Net Calls Change
-$33.9M
Name Holding Trade Value Shares
Change
Change in
Stake
AAF
276
Andra AP-fonden
Sweden
$6.83M -$1.27M -18,900 -16%
BIC
277
Bridges Investment Counsel
Nebraska
$6.82M -$168K -2,500 -2%
MOACM
278
Mutual of America Capital Management
New York
$6.81M +$7K +104 +0.1%
Nomura Asset Management
279
Nomura Asset Management
Japan
$6.73M -$2.47M -36,722 -27%
GH
280
GAM Holding
Switzerland
$6.62M +$1.72M +25,500 +36%
AAM
281
Aureus Asset Management
Massachusetts
$6.53M +$105K +1,560 +2%
APCM
282
Arbiter Partners Capital Management
New York
$6.53M
CCT
283
Country Club Trust
Missouri
$6.51M +$161K +2,390 +3%
Lazard Asset Management
284
Lazard Asset Management
New York
$6.38M -$21.9M -326,042 -78%
BCM
285
Bridgeway Capital Management
Texas
$6.37M +$5.23M +77,800 +522%
NG
286
NatWest Group
United Kingdom
$6.36M -$6.66M -98,936 -52%
Fifth Third Bancorp
287
Fifth Third Bancorp
Ohio
$6.32M -$388K -5,769 -6%
WB
288
Webster Bank
Connecticut
$6.3M +$198K +2,950 +3%
LMIM
289
Lockheed Martin Investment Management
Maryland
$6.19M +$6.06M +90,000 New
JHIU
290
Janus Henderson Investors US
Colorado
$6.13M -$11.2M -166,995 -65%
BIM
291
Bridges Investment Management
Nebraska
$6.11M +$214K +3,175 +4%
PCM
292
Palouse Capital Management
Washington
$6.1M -$146K -2,175 -2%
V
293
Veritable
Delaware
$6.06M +$2.16M +32,092 +57%
CAM
294
Capstone Asset Management
Texas
$6M -$39.5K -587 -0.7%
Connor, Clark & Lunn Investment Management (CC&L)
295
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$5.94M +$5.65M +84,050 New
Calamos Advisors
296
Calamos Advisors
Illinois
$5.84M +$1.01M +15,000 +21%
ANI
297
American National Insurance
Texas
$5.75M
ECA
298
Endeavour Capital Advisors
Connecticut
$5.52M
EGA
299
Eagle Global Advisors
Texas
$5.51M -$341K -5,065 -6%
OPERF
300
Oregon Public Employees Retirement Fund
Oregon
$5.46M +$63.9K +949 +1%

COF Hedge Fund Activity: Q3 2013 in Review

679 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Capital One (COF) for Q3 2013, worth a combined $36B — up 9.1% from $33B a quarter earlier.

Buyers outnumbered sellers: 76 funds opened new COF positions and 40 closed out — a net gain of 36 holders — while 231 added to existing stakes and 279 trimmed.

The largest buyer was Capital World Investors, adding an estimated $313M. The largest seller was KeyBank National Association, cutting an estimated $154M.

  • 679 institutional investors held Capital One (COF) as of Q3 2013, up from 647 in Q2 2013.
  • Funds reported $36B of Capital One stock for Q3 2013, up 9.1% quarter-over-quarter.
  • 76 funds opened new Capital One positions in Q3 2013 and 40 closed out, a net change of +36 holders.
  • The largest Capital One buyer in Q3 2013 was Capital World Investors, an estimated $313M added.
  • The largest Capital One seller in Q3 2013 was KeyBank National Association, an estimated $154M sold.

Based on aggregated 13F filings for Q3 2013.