CHI

Calamos Convertible Opportunities and Income Fund
CHI

Overview Fund Activity

71 hedge funds and large institutions have $124M invested in Calamos Convertible Opportunities and Income Fund in 2013 Q4 according to their latest regulatory filings, with 17 funds opening new positions, 21 increasing their positions, 23 reducing their positions, and 5 closing their positions.

Holders
71
Holders Change
+11
Holders Change %
+18.33%
% of All Funds
2.06%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
17
Increased
21
Reduced
23
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$22.4M
2
CAN
2
Cetera Advisor Networks
California
$2.19M
3
SG Americas Securities
3
SG Americas Securities
New York
$1.35M
4
LI
4
LVZ Inc
Michigan
$1.22M
5
EGA
5
E&G Advisors
Texas
$913K

Top Sellers

1
U
1
UBS
Switzerland
$5.37M
2
Morgan Stanley
2
Morgan Stanley
New York
$15.4M
3
GC
3
Guggenheim Capital
Illinois
$10.6M
4
NPC
4
National Planning Corporation
California
$699K
5
Invesco
5
Invesco
Georgia
$1.87M
Name Market Value Shares Shares
Change 		Shares
Change %
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$100K 7,576 -2,241 -23%
CAPTRUST Financial Advisors
52
CAPTRUST Financial Advisors
North Carolina
$76K 5,721 +1,000 +21%
US Bancorp
53
US Bancorp
Minnesota
$56K 4,247 – –
FWM
54
Focused Wealth Management
New York
$51K 3,867 +38 +1%
Bank of Montreal
55
Bank of Montreal
Ontario, Canada
$47K 3,568 +3,568 New
SFSIG
56
San Francisco Sentry Investment Group
California
$46K 3,500 – –
NES
57
New England Securities
New York
$37K 2,785 -1,200 -30%
Citigroup
58
Citigroup
New York
$36K 2,719 -21,312 -89%
LIA
59
LS Investment Advisors
Michigan
$27K 2,000 – –
TRCT
60
Tower Research Capital (TRC)
New York
$20K 1,476 +1,476 New
BWFA
61
Baltimore-Washington Financial Advisors
Maryland
$20K 1,500 +1,500 New
Envestnet Asset Management
62
Envestnet Asset Management
Illinois
$15K 1,100 +1,100 New
Deutsche Bank
63
Deutsche Bank
Germany
$13K 988 -4,988 -83%
DAM
64
Delta Asset Management
Tennessee
$13K 1,000 – –
FMII
65
Farmers & Merchants Investments Inc
Nebraska
$13K 1,012 +1,012 New
Creative Planning
66
Creative Planning
Kansas
$12K 880 +880 New
WA
67
WFG Advisors
Texas
$10K 724 – –
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$7K 547 -638 -54%
TDC
69
Thompson Davis & Co
Virginia
$2K 162 +162 New
Ameriprise
70
Ameriprise
Minnesota
– – -19,750 Closed
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
– – -17,854 Closed
Goldman Sachs
72
Goldman Sachs
New York
– – -15,103 Closed
ICOA
73
Investment Centers of America
North Dakota
– – -11,051 Closed
RIA
74
Regal Investment Advisors
Michigan
– – -845 Closed
PAS
75
Partnervest Advisory Services
California
$0 2 – –
1 2
3
4