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CEE

Central and Eastern Europe Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$25.9M +$2.05M +111,096 +8%
Lazard Asset Management
2
Lazard Asset Management
New York
$23.3M +$440K +23,852 +2%
Wells Fargo
3
Wells Fargo
California
$11.3M +$247K +13,371 +2%
SO
4
STRS Ohio
Ohio
$5.94M
1CP
5
1607 Capital Partners
Virginia
$5.08M +$198K +10,750 +4%
GF
6
Gabelli Funds
New York
$2.95M
RCM
7
Rivernorth Capital Management
Florida
$2.25M -$36.9K -2,000 -1%
GFM
8
Gramercy Funds Management
Connecticut
$1.87M -$29.5K -1,600 -1%
SI
9
SII Investments
Wisconsin
$607K
MIM
10
Montgomery Investment Management
Maryland
$596K -$108K -5,834 -14%
PVWM
11
Point View Wealth Management
New Jersey
$542K +$161K +8,740 +37%
MIC
12
Meridian Investment Counsel
California
$472K -$19.8K -1,073 -4%
CL
13
CSS LLC
Illinois
$448K -$166K -9,005 -25%
WAM
14
Wolverine Asset Management
Illinois
$384K +$427K +23,132 New
Morgan Stanley
15
Morgan Stanley
New York
$336K -$4.43K -240 -1%
LCM
16
Landscape Capital Management
New Jersey
$225K +$250K +13,531 New
DA
17
Doliver Advisors
Texas
$224K +$248K +13,459 New
UBS Group
18
UBS Group
Switzerland
$97K -$9.77K -530 -8%
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
$62K +$68.4K +3,708 New
Bank of America
20
Bank of America
North Carolina
$46K -$9.22K -500 -15%
Citigroup
21
Citigroup
New York
$42K +$15.7K +852 +52%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$33K -$8.22K -446 -18%
Creative Planning
23
Creative Planning
Kansas
$13K
Barclays
24
Barclays
United Kingdom
$11K +$12.9K +700 New
TRCT
25
Tower Research Capital (TRC)
New York
$7K +$7.38K +400 New