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CEE

Central and Eastern Europe Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$32.7M -$4.06M -181,708 -10%
Lazard Asset Management
2
Lazard Asset Management
New York
$30.8M +$65.8K +2,950 +0.2%
Wells Fargo
3
Wells Fargo
California
$15M +$2.72M +121,919 +20%
SO
4
STRS Ohio
Ohio
$7.96M
1CP
5
1607 Capital Partners
Virginia
$6.49M +$289K +12,968 +4%
GF
6
Gabelli Funds
New York
$4.07M
RCM
7
Rivernorth Capital Management
Florida
$3.1M
GFM
8
Gramercy Funds Management
Connecticut
$2.58M -$1.62M -72,545 -37%
MIM
9
Montgomery Investment Management
Maryland
$1.1M
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$907K +$203K +9,113 +26%
CL
11
CSS LLC
Illinois
$832K
SI
12
SII Investments
Wisconsin
$702K +$174K +7,775 +30%
MIC
13
Meridian Investment Counsel
California
$666K -$12.4K -556 -2%
Morgan Stanley
14
Morgan Stanley
New York
$441K -$42.1K -1,888 -8%
DA
15
Doliver Advisors
Texas
$416K +$445K +19,939 New
PVWM
16
Point View Wealth Management
New Jersey
$309K +$331K +14,825 New
UBS Group
17
UBS Group
Switzerland
$139K +$50.4K +2,260 +51%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$86K
Bank of America
19
Bank of America
North Carolina
$82K -$30.4K -1,360 -26%
Citigroup
20
Citigroup
New York
$46K +$14.8K +664 +63%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$11K
TRCT
22
Tower Research Capital (TRC)
New York
$3K +$1.36K +61 +65%
AIG
23
American International Group
New York
$814
Canada Life
24
Canada Life
Manitoba, Canada
-$26K -1,291 Closed
Creative Planning
25
Creative Planning
Kansas
-$15K -752 Closed