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Central and Eastern Europe Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$32M -$1.99M -92,153 -6%
Lazard Asset Management
2
Lazard Asset Management
New York
$30M -$277K -12,849 -0.9%
Wells Fargo
3
Wells Fargo
California
$13.9M +$308K +14,302 +2%
1607 Capital Partners
4
1607 Capital Partners
Virginia
$7.23M – – –
STRS Ohio
5
STRS Ohio
Ohio
$5.43M – – –
Gabelli Funds
6
Gabelli Funds
New York
$3.8M – – –
Matisse Capital
7
Matisse Capital
Oregon
$3.47M +$172K +7,995 +5%
SII Investments
8
SII Investments
Wisconsin
$998K -$4.68K -217 -0.5%
CA
9
Cornerstone Advisors
North Carolina
$862K +$454K +21,069 +115%
Doliver Advisors
10
Doliver Advisors
Texas
$760K -$5.8K -269 -0.8%
Point View Wealth Management
11
Point View Wealth Management
New Jersey
$722K -$5.6K -260 -0.8%
CL
12
CSS LLC
Illinois
$599K – – –
Meridian Investment Counsel
13
Meridian Investment Counsel
California
$580K -$1.92K -89 -0.3%
Wolverine Asset Management
14
Wolverine Asset Management
Illinois
$470K +$463K +21,479 New
Montgomery Investment Management
15
Montgomery Investment Management
Maryland
$449K – – –
Morgan Stanley
16
Morgan Stanley
New York
$373K -$13.3K -619 -4%
Bank of America
17
Bank of America
North Carolina
$115K +$31.9K +1,480 +39%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$82K – – –
UBS Group
19
UBS Group
Switzerland
$72K -$12.5K -579 -15%
Thomas J. Herzfeld Advisors
20
Thomas J. Herzfeld Advisors
Florida
$39K – – –
Citigroup
21
Citigroup
New York
$23K -$716K -33,250 -97%
Creative Planning
22
Creative Planning
Kansas
$17K – – –
Barclays
23
Barclays
United Kingdom
$15K – – –
Wealthspire Advisors (Maryland)
24
Wealthspire Advisors (Maryland)
Maryland
$7K – – –
Tower Research Capital (TRC)
25
Tower Research Capital (TRC)
New York
$3K +$1.83K +85 +198%