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Central and Eastern Europe Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$41.7M +$934K +36,703 +2%
Lazard Asset Management
2
Lazard Asset Management
New York
$30.4M +$3.3M +129,671 +13%
Wells Fargo
3
Wells Fargo
California
$18.4M +$28.8K +1,131 +0.2%
1607 Capital Partners
4
1607 Capital Partners
Virginia
$8.84M +$127K +5,000 +2%
STRS Ohio
5
STRS Ohio
Ohio
$6.94M – – –
Gabelli Funds
6
Gabelli Funds
New York
$4.67M -$139K -5,460 -3%
Uncommon Cents Investing
7
Uncommon Cents Investing
Wisconsin
$1.14M -$18.4K -723 -2%
Point View Wealth Management
8
Point View Wealth Management
New Jersey
$821K – – –
CL
9
CSS LLC
Illinois
$744K – – –
Meridian Investment Counsel
10
Meridian Investment Counsel
California
$717K – – –
Morgan Stanley
11
Morgan Stanley
New York
$413K – – –
Matisse Capital
12
Matisse Capital
Oregon
$325K -$1.15M -45,000 -79%
Montgomery Investment Management
13
Montgomery Investment Management
Maryland
$315K -$73.4K -2,885 -20%
UBS Group
14
UBS Group
Switzerland
$203K -$1.12K -44 -0.6%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$100K – – –
Sargent Bickham Lagudis
16
Sargent Bickham Lagudis
Colorado
$71K – – –
Wolverine Asset Management
17
Wolverine Asset Management
Illinois
$69K +$64.7K +2,543 New
Bank of America
18
Bank of America
North Carolina
$62K – – –
Thomas J. Herzfeld Advisors
19
Thomas J. Herzfeld Advisors
Florida
$49K – – –
Balentine LLC
20
Balentine LLC
Georgia
$27K +$25.5K +1,000 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$25K – – –
Barclays
22
Barclays
United Kingdom
$19K – – –
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
$6K – – –
Whittier Trust
24
Whittier Trust
California
– -$189K -7,856 Closed
Tower Research Capital (TRC)
25
Tower Research Capital (TRC)
New York
– -$9.09K -357 -95%