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Central and Eastern Europe Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$4.11M – – –
Freestone Capital Holdings
2
Freestone Capital Holdings
Washington
$3.95M -$623K -30,200 -14%
AC
3
Almitas Capital
California
$3.56M – – –
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.03M +$1.87M +90,600 +160%
Gabelli Funds
5
Gabelli Funds
New York
$2.37M – – –
Weiss Asset Management
6
Weiss Asset Management
Massachusetts
$1.87M – – –
UCI
7
Uncommon Cents Investing
Wisconsin
$1.66M -$5.67K -275 -0.3%
Stifel Financial
8
Stifel Financial
Missouri
$1.58M -$2.5K -121 -0.2%
Silver Point Capital
9
Silver Point Capital
Connecticut
$1.17M – – –
VSI
10
Verde Servicos Internacionais
Brazil
$1.17M +$1.18M +57,000 New
LMR Partners
11
LMR Partners
United Kingdom
$986K +$164K +7,965 +20%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$719K +$41 +2 +0%
WCL
13
Wealth Care LLC
Florida
$656K – – –
Marex Group
14
Marex Group
$600K -$70.8K -3,430 -11%
IPAM
15
Investment Partners Asset Management
New Jersey
$435K – – –
Annandale Capital
16
Annandale Capital
Texas
$430K – – –
Belvedere Trading
17
Belvedere Trading
Illinois
$296K – – –
DTL
18
Dynamic Technology Lab
Singapore
$289K – – –
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$282K +$283K +13,712 New
Capital Asset Advisory Services
20
Capital Asset Advisory Services
Michigan
$280K +$282K +13,648 New
CL
21
CSS LLC
Illinois
$267K – – –
Axxcess Wealth Management
22
Axxcess Wealth Management
California
$202K +$203K +9,823 New
Osaic Holdings
23
Osaic Holdings
Arizona
$128K -$11.4K -554 -8%
IRC
24
Investors Research Corp
Georgia
$45.8K – – –
UBS Group
25
UBS Group
Switzerland
$8.94K +$2.25K +109 +33%