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CEE

Central and Eastern Europe Fund

Name Holding Trade Value Shares
Change
Change in
Stake
COLIM
1
City of London Investment Management
United Kingdom
$36.6M -$4.44M -200,078 -10%
Lazard Asset Management
2
Lazard Asset Management
New York
$30.5M -$4.54M -204,291 -12%
Wells Fargo
3
Wells Fargo
California
$10.1M +$1.6M +72,248 +16%
SO
4
STRS Ohio
Ohio
$7.55M -$412K -18,569 -5%
1CP
5
1607 Capital Partners
Virginia
$5.89M -$160K -7,193 -2%
GFM
6
Gramercy Funds Management
Connecticut
$4.59M -$110K -4,934 -2%
GF
7
Gabelli Funds
New York
$3.68M -$211K -9,483 -5%
RCM
8
Rivernorth Capital Management
Florida
$2.94M -$161K -7,242 -5%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$1.14M -$62.2K -2,801 -5%
MIM
10
Montgomery Investment Management
Maryland
$1.05M +$440K +19,830 +59%
CL
11
CSS LLC
Illinois
$788K +$3.51K +158 +0.4%
MIC
12
Meridian Investment Counsel
California
$608K -$72.5K -3,266 -10%
TC
13
TFS Capital
Pennsylvania
$523K +$588K +26,450 New
SI
14
SII Investments
Wisconsin
$515K -$51.3K -2,309 -8%
Morgan Stanley
15
Morgan Stanley
New York
$425K +$11.8K +532 +3%
VKH
16
Virtu KCG Holdings
New York
$255K +$287K +12,907 New
SG Americas Securities
17
SG Americas Securities
New York
$250K +$280K +12,615 New
Bank of America
18
Bank of America
North Carolina
$106K +$12.8K +577 +12%
UBS Group
19
UBS Group
Switzerland
$95K +$106K +4,780 New
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$82K -$4.46K -201 -5%
Citigroup
21
Citigroup
New York
$31K +$3.78K +170 +17%
Canada Life
22
Canada Life
Manitoba, Canada
$29K -$1.33K -60 -5%
Creative Planning
23
Creative Planning
Kansas
$14K -$12K -542 -43%
TRCT
24
Tower Research Capital (TRC)
New York
$13K +$10K +451 +198%
AIG
25
American International Group
New York
$752 -$44 -2 -5%