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Central and Eastern Europe Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$33.7M -$2.24M -96,111 -7%
Lazard Asset Management
2
Lazard Asset Management
New York
$32.5M -$1.23M -52,851 -4%
Wells Fargo
3
Wells Fargo
California
$15.6M -$86.6K -3,720 -0.6%
1607 Capital Partners
4
1607 Capital Partners
Virginia
$7.99M -$165K -7,100 -2%
STRS Ohio
5
STRS Ohio
Ohio
$6.12M – – –
Matisse Capital
6
Matisse Capital
Oregon
$4.35M +$401K +17,239 +11%
Gabelli Funds
7
Gabelli Funds
New York
$4.29M – – –
CA
8
Cornerstone Advisors
North Carolina
$1.57M +$564K +24,228 +62%
Wolverine Asset Management
9
Wolverine Asset Management
Illinois
$1.27M +$697K +29,918 +139%
SII Investments
10
SII Investments
Wisconsin
$1.1M -$24K -1,031 -2%
Point View Wealth Management
11
Point View Wealth Management
New Jersey
$788K -$25.8K -1,107 -3%
Doliver Advisors
12
Doliver Advisors
Texas
$704K -$144K -6,202 -18%
CL
13
CSS LLC
Illinois
$676K – – –
Meridian Investment Counsel
14
Meridian Investment Counsel
California
$654K – – –
Montgomery Investment Management
15
Montgomery Investment Management
Maryland
$455K -$48.9K -2,100 -10%
Morgan Stanley
16
Morgan Stanley
New York
$430K +$9.1K +391 +2%
PNC Financial Services Group
17
PNC Financial Services Group
Pennsylvania
$92K – – –
UBS Group
18
UBS Group
Switzerland
$57K -$23K -988 -30%
Bank of America
19
Bank of America
North Carolina
$51K -$73.8K -3,172 -60%
Thomas J. Herzfeld Advisors
20
Thomas J. Herzfeld Advisors
Florida
$44K – – –
Citigroup
21
Citigroup
New York
$26K +$47 +2 +0.2%
Barclays
22
Barclays
United Kingdom
$17K – – –
Hanson & Doremus Investment Management
23
Hanson & Doremus Investment Management
Vermont
$9K +$8.78K +377 New
Wealthspire Advisors (Maryland)
24
Wealthspire Advisors (Maryland)
Maryland
$8K – – –
Tower Research Capital (TRC)
25
Tower Research Capital (TRC)
New York
$4K +$466 +20 +16%