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Central and Eastern Europe Fund

Name Holding Trade Value Shares
Change
Change in
Stake
City of London Investment Management
1
City of London Investment Management
United Kingdom
$26.4M -$1.94M -100,935 -6%
Lazard Asset Management
2
Lazard Asset Management
New York
$24.7M -$1.86M -96,435 -7%
Wells Fargo
3
Wells Fargo
California
$11.9M -$1.02M -52,765 -7%
STRS Ohio
4
STRS Ohio
Ohio
$6.39M -$467K -24,231 -6%
1607 Capital Partners
5
1607 Capital Partners
Virginia
$5.27M -$307K -15,949 -5%
Gabelli Funds
6
Gabelli Funds
New York
$3.17M -$343K -17,806 -9%
Rivernorth Capital Management
7
Rivernorth Capital Management
Florida
$2.46M -$218K -11,341 -8%
Gramercy Funds Management
8
Gramercy Funds Management
Connecticut
$2.04M -$178K -9,250 -7%
Montgomery Investment Management
9
Montgomery Investment Management
Maryland
$745K -$216K -11,236 -21%
SII Investments
10
SII Investments
Wisconsin
$650K +$52.9K +2,750 +8%
CL
11
CSS LLC
Illinois
$643K -$74.8K -3,883 -10%
Meridian Investment Counsel
12
Meridian Investment Counsel
California
$527K -$47.4K -2,460 -8%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$521K -$277K -14,400 -33%
Point View Wealth Management
14
Point View Wealth Management
New Jersey
$426K +$173K +9,003 +61%
Morgan Stanley
15
Morgan Stanley
New York
$367K -$12.7K -660 -3%
UBS Group
16
UBS Group
Switzerland
$114K -$5.06K -263 -4%
Bank of America
17
Bank of America
North Carolina
$59K -$12.7K -660 -17%
Thomas J. Herzfeld Advisors
18
Thomas J. Herzfeld Advisors
Florida
$44K -$32.4K -1,684 -41%
Citigroup
19
Citigroup
New York
$29K -$1.92K -100 -6%
Creative Planning
20
Creative Planning
Kansas
$13K +$14.5K +752 New
American International Group
21
American International Group
New York
$1K – – –
Doliver Advisors
22
Doliver Advisors
Texas
– -$416K -19,939 Closed
Ladenburg Thalmann Financial Services
23
Ladenburg Thalmann Financial Services
Florida
– -$10K -518 -97%
Tower Research Capital (TRC)
24
Tower Research Capital (TRC)
New York
– -$3K -155 Closed
Reilly Financial Advisors
25
Reilly Financial Advisors
California
– -$19 -1 -6%