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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PTC
51
Private Trust Company
Ohio
$42K +$27.8K +1,000 +200%
NA
52
NewEdge Advisors
Louisiana
$30.1K
TFA
53
Toth Financial Advisory
Virginia
$18.5K +$2.78K +100 +18%
TIM
54
Thompson Investment Management
Wisconsin
$18.2K
AF
55
Advisornet Financial
Minnesota
$16.8K
CFD
56
Creative Financial Designs
Indiana
$16.8K
IA
57
IFP Advisors
Florida
$14K
Carson Wealth (CWM LLC)
58
Carson Wealth (CWM LLC)
Nebraska
$14K
SWM
59
Spire Wealth Management
Virginia
$12K
CIBC Private Wealth Group
60
CIBC Private Wealth Group
Georgia
$8.37K
BWL
61
Bogart Wealth LLC
Virginia
$6.47K
PS
62
Principal Securities
Iowa
$6.3K
AA
63
AlphaMark Advisors
Kentucky
$5K +$334 +12 +8%
GRP
64
Global Retirement Partners
California
$4.79K
GWM
65
Geneos Wealth Management
Colorado
$4.62K
HI
66
Harbour Investments
Wisconsin
$3.5K
IRC
67
Investors Research Corp
Georgia
$3.08K +$3.06K +110 New
Northwestern Mutual Wealth Management
68
Northwestern Mutual Wealth Management
Wisconsin
$2.24K
TRCT
69
Tower Research Capital (TRC)
New York
$84 +$83 +3 New
HNB
70
Huntington National Bank
Ohio
$28
MFIM
71
Mesirow Financial Investment Management
Illinois
-$1.32M -44,500 Closed
LNC
72
Lincoln National Corp
Pennsylvania
-$873K -29,510 Closed
BRWA
73
B. Riley Wealth Advisors
Florida
-$437K -16,645 Closed
Thrivent Financial for Lutherans
74
Thrivent Financial for Lutherans
Minnesota
-$257K -8,694 Closed
ASN
75
Advisory Services Network
Georgia
-$208K -7,047 Closed